# Ciccarelli Advisory Services Inc

> Ciccarelli Advisory Services Inc is an SEC-registered investment advisory firm in Naples, FL, registered since 1985, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 8, 2026.

- CRD: 110904
- Filed as: CICCARELLI ADVISORY SERVICES INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Naples, FL
- Filing period: October 2026
- Form ADV filing dated: September 8, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/110904
- AdvisorCensus page: https://advisorcensus.com/firm/ciccarelli-advisory-services-inc-naples-fl-110904

## Quick answers

**How is Ciccarelli Advisory Services Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Ciccarelli Advisory Services Inc reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Ciccarelli Advisory Services Inc located?**
Ciccarelli Advisory Services Inc's principal office is in Naples, FL, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Ciccarelli Advisory Services Inc registered with the SEC or a state?**
Ciccarelli Advisory Services Inc is an SEC-registered investment advisory firm, registered since 1985. Status as filed: Approved. CRD 110904.

**How much does Ciccarelli Advisory Services Inc manage?**
Ciccarelli Advisory Services Inc reports $1,586,316,444 in regulatory assets under management in its Form ADV filing dated September 8, 2026 (0% discretionary).

**How have Ciccarelli Advisory Services Inc's assets and staff changed since 2021?**
In the Form ADV data for Ciccarelli Advisory Services Inc: Regulatory assets under management: $922,352,042 in the October 2021 data and $1,586,316,444 in the October 2026 data, up 72%. Total employees: 11 in October 2021 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Ciccarelli Advisory Services Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (3,007); high net worth individuals (546).

**Which custodians does Ciccarelli Advisory Services Inc use?**
Ciccarelli Advisory Services Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and SEI Investments Management Corp as custodians holding 10% or more of its separately managed account assets.

**Does Ciccarelli Advisory Services Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110904

**What changed in Ciccarelli Advisory Services Inc's recent Form ADV filings?**
In the October 2026 filing data: Registered or notice-filed in NE.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- SEI Investments Management Corp

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,586,316,444
- Discretionary: $0
- Non-discretionary: $1,586,316,444

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 3,007 | $615,093,536 |
| High net worth individuals | 546 | $971,222,908 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 1985 (40 years)
- Employees: 16 total, 13 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AR, AZ, CA, CO, CT, DC, FL, GA, IL, IN, MA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NY, OH, OK, PA, RI, SC, TN, TX, VA, WA, WI, WV
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Rochester, NY

### Websites listed on Form ADV (Item 1.I)
- casmoneymatters.com
- Facebook @CICCARELLIADVISORYSERVICESINC
- LinkedIn @ciccarelli-advisory-services-inc-

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $922,352,042 | 11 | December 1, 2020 |
| October 2022 | $1,174,537,775 | 16 | November 22, 2021 |
| October 2023 | $1,042,525,543 | 15 | August 22, 2023 |
| October 2024 | $1,148,449,416 | 15 | January 9, 2024 |
| October 2025 | $1,418,463,150 | 15 | November 21, 2024 |
| October 2026 | $1,586,316,444 | 16 | September 8, 2026 |

Regulatory assets under management: $922,352,042 in the October 2021 data and $1,586,316,444 in the October 2026 data, up 72%.
Total employees: 11 in October 2021 and 16 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Registered or notice-filed in NE.

### December 2025
- Regulatory assets under management went from $1,418,463,150 to $1,586,316,444 (+12%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ciccarelli Advisory Services Inc (CRD 110904): Form ADV filing data as of October 2026.