# CIC, LLC

> CIC, LLC is an SEC-registered investment advisory firm in Marco Island, FL, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 24, 2026.

- CRD: 311969
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Marco Island, FL
- Filing period: October 2026
- Form ADV filing dated: April 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/311969
- AdvisorCensus page: https://advisorcensus.com/firm/cic-llc-marco-island-fl-311969

## Quick answers

**How is CIC, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), CIC, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is CIC, LLC located?**
CIC, LLC's principal office is in Marco Island, FL, according to its Form ADV.

**Is CIC, LLC registered with the SEC or a state?**
CIC, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 311969.

**How much does CIC, LLC manage?**
CIC, LLC reports $299,750,855 in regulatory assets under management in its Form ADV filing dated April 24, 2026 (100% discretionary).

**How have CIC, LLC's assets and staff changed since 2021?**
In the Form ADV data for CIC, LLC: Regulatory assets under management: $225,000,000 in the October 2021 data and $299,750,855 in the October 2026 data, up 33%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does CIC, LLC serve?**
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Which custodians does CIC, LLC use?**
CIC, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Oppenheimer & Co. Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does CIC, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/311969

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Oppenheimer & Co. Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $299,750,855
- Discretionary: $299,750,855
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $299,750,855 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2021 (5 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $225,000,000 | 2 | August 17, 2021 |
| October 2022 | $249,600,908 | 2 | June 8, 2022 |
| October 2023 | $228,750,000 | 2 | May 19, 2023 |
| October 2024 | $227,893,224 | 2 | March 5, 2024 |
| October 2025 | $275,898,957 | 2 | February 13, 2025 |
| October 2026 | $299,750,855 | 2 | April 24, 2026 |

Regulatory assets under management: $225,000,000 in the October 2021 data and $299,750,855 in the October 2026 data, up 33%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. CIC, LLC (CRD 311969): Form ADV filing data as of October 2026.