# Chung WU Investment Group, LLC

> Chung WU Investment Group, LLC is an SEC-registered investment advisory firm in Sugar Land, TX, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 10, 2026.

- CRD: 170362
- Filed as: CHUNG WU INVESTMENT GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Sugar Land, TX
- Filing period: October 2026
- Form ADV filing dated: April 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/170362
- AdvisorCensus page: https://advisorcensus.com/firm/chung-wu-investment-group-llc-sugar-land-tx-170362

## Quick answers

**How is Chung WU Investment Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Chung WU Investment Group, LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Chung WU Investment Group, LLC charge?**
Its Form ADV Part 2A brochure dated April 10, 2026 states: Asset-based fee: up to 1.25% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Chung WU Investment Group, LLC located?**
Chung WU Investment Group, LLC's principal office is in Sugar Land, TX, according to its Form ADV.

**Is Chung WU Investment Group, LLC registered with the SEC or a state?**
Chung WU Investment Group, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 170362.

**How much does Chung WU Investment Group, LLC manage?**
Chung WU Investment Group, LLC reports $147,478,605 in regulatory assets under management in its Form ADV filing dated April 10, 2026 (100% discretionary).

**How have Chung WU Investment Group, LLC's assets and staff changed since 2024?**
In the Form ADV data for Chung WU Investment Group, LLC: Regulatory assets under management: $110,386,179 in the October 2024 data and $147,478,605 in the October 2026 data, up 34%. Total employees: 2 in October 2024 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Chung WU Investment Group, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (66); pooled investment vehicles (other than investment companies and business development companies) (34); individuals (other than high net worth individuals) (27).

**Which custodians does Chung WU Investment Group, LLC use?**
Chung WU Investment Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Chung WU Investment Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/170362

**What changed in Chung WU Investment Group, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $127,196,111 to $147,478,605 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated April 10, 2026)

- Asset-based fee: up to 1.25% of assets a year (the maximum the brochure states)

> Our firm’s fees for Asset Management shall be based on a negotiated percentage of the market value of the assets under management not to exceed 1.25%.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Raymond James & Associates, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $147,478,605
- Discretionary: $147,478,605
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 27 | $8,173,678 |
| High net worth individuals | 66 | $109,572,098 |
| Pooled investment vehicles (other than investment companies and business development companies) | 34 | $29,732,829 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2024 (2 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [cw-investmentgroup.com](https://cw-investmentgroup.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $110,386,179 | 2 | April 12, 2024 |
| October 2025 | $127,196,111 | 2 | January 30, 2025 |
| October 2026 | $147,478,605 | 2 | April 10, 2026 |

Regulatory assets under management: $110,386,179 in the October 2024 data and $147,478,605 in the October 2026 data, up 34%.
Total employees: 2 in October 2024 and 2 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $127,196,111 to $147,478,605 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Chung WU Investment Group, LLC (CRD 170362): Form ADV filing data as of October 2026.