{ "crd_number": 121299, "slug": "christofferson-robb-and-company-new-york-ny-121299", "primary_business_name": "CHRISTOFFERSON, ROBB & COMPANY", "legal_name": "CHRISTOFFERSON, ROBB & COMPANY, LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2002-10-29", "years_registered": 23, "period": "2026-10-01", "filing_date": "2026-06-22", "carried_forward": false, "raum_total": 11270331692.0, "raum_discretionary": 10192377022.0, "raum_non_discretionary": 1077954670.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 42, "advisory_employees": 6, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other": { "raum": 1975184535.0, "count": 5, "description": "FOREIGN PENSION INVESTOR" }, "charitable": { "raum": 136036772.0, "count": 2, "fewer_than_5": true }, "state_municipal": { "raum": 1858836733.0, "count": 4, "fewer_than_5": true }, "pooled_investment_vehicles": { "raum": 3994276312.0, "count": 10 }, "corporations_other_businesses": { "raum": 1077954670.0, "count": 1, "fewer_than_5": true }, "sovereign_wealth_foreign_official": { "raum": 2228042670.0, "count": 4, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://christoffersonrobb.com", "https://linkedin.com/company/christofferson-robb-&-company" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/121299", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/christofferson-robb-and-company-new-york-ny-121299", "display_name": "Christofferson, Robb & Company", "summary": "Christofferson, Robb & Company is an SEC-registered investment advisory firm in New York, NY, registered since 2002, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated June 22, 2026.", "citation": "AdvisorCensus. Christofferson, Robb & Company (CRD 121299): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Christofferson, Robb & Company compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Christofferson, Robb & Company reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Christofferson, Robb & Company located?", "a": "Christofferson, Robb & Company's principal office is in New York, NY, according to its Form ADV." }, { "q": "Is Christofferson, Robb & Company registered with the SEC or a state?", "a": "Christofferson, Robb & Company is an SEC-registered investment advisory firm, registered since 2002. Status as filed: Approved. CRD 121299." }, { "q": "How much does Christofferson, Robb & Company manage?", "a": "Christofferson, Robb & Company reports $11,270,331,692 in regulatory assets under management in its Form ADV filing dated June 22, 2026 (90% discretionary)." }, { "q": "How have Christofferson, Robb & Company's assets and staff changed since 2021?", "a": "In the Form ADV data for Christofferson, Robb & Company: Regulatory assets under management: $5,386,566,470 in the October 2021 data and $11,270,331,692 in the October 2026 data, up 109%. Total employees: 34 in October 2021 and 42 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Christofferson, Robb & Company serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (10); other (5); state or municipal government entities (including government pension plans) (4)." }, { "q": "Which custodians does Christofferson, Robb & Company use?", "a": "Christofferson, Robb & Company's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Butterfield, Investec, JPMorgan Chase and Northern Trust Corporation as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Christofferson, Robb & Company report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/121299" }, { "q": "What changed in Christofferson, Robb & Company's recent Form ADV filings?", "a": "In the July 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 5386566470.0, "total_employees": 34, "filing_date": "2021-03-22" }, { "period": "2022-10-01", "regulatory_assets_under_management": 6099063648.0, "total_employees": 33, "filing_date": "2022-08-05" }, { "period": "2023-10-01", "regulatory_assets_under_management": 8101639822.0, "total_employees": 35, "filing_date": "2023-09-08" }, { "period": "2024-10-01", "regulatory_assets_under_management": 8132981117.0, "total_employees": 41, "filing_date": "2024-03-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 7912765231.0, "total_employees": 40, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 11270331692.0, "total_employees": 42, "filing_date": "2026-06-22" } ], "recent_changes": [ { "period": "2026-07-01", "period_label": "July 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $7,912,765,231 to $11,291,246,691 (+43%)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Butterfield", "name_as_filed": "BUTTERFIELD", "affiliated": false }, { "name": "Investec", "name_as_filed": "INVESTEC", "affiliated": false }, { "name": "JPMorgan Chase", "name_as_filed": "JPMORGAN CHASE", "affiliated": false }, { "name": "Northern Trust Corporation", "name_as_filed": "NORTHERN TRUST CORPORATION", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/christofferson-robb-and-company-new-york-ny-121299.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 10, "fewer_than_5": false, "raum": 3994276312.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 2, "fewer_than_5": true, "raum": 136036772.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 4, "fewer_than_5": true, "raum": 1858836733.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": 4, "fewer_than_5": true, "raum": 2228042670.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 1, "fewer_than_5": true, "raum": 1077954670.0 }, { "type": "other", "label": "Other", "count": 5, "fewer_than_5": false, "raum": 1975184535.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/121299", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }