# Chokshi & Queen Wealth Advisors

> Chokshi & Queen Wealth Advisors is an SEC-registered investment advisory firm in San Diego, CA, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 24, 2026.

- CRD: 313833
- Filed as: CHOKSHI & QUEEN WEALTH ADVISORS
- Legal name: CQ Wealth Advisors, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: San Diego, CA
- Filing period: October 2026
- Form ADV filing dated: September 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/313833
- AdvisorCensus page: https://advisorcensus.com/firm/chokshi-and-queen-wealth-advisors-san-diego-ca-313833

## Quick answers

**How is Chokshi & Queen Wealth Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Chokshi & Queen Wealth Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.

**How much does Chokshi & Queen Wealth Advisors charge?**
Its Form ADV Part 2A brochure dated January 14, 2026 states: Flat fee: $500 to $10,000 (financial planning and consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Chokshi & Queen Wealth Advisors located?**
Chokshi & Queen Wealth Advisors' principal office is in San Diego, CA, according to its Form ADV.

**Is Chokshi & Queen Wealth Advisors registered with the SEC or a state?**
Chokshi & Queen Wealth Advisors is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 313833.

**How much does Chokshi & Queen Wealth Advisors manage?**
Chokshi & Queen Wealth Advisors reports $263,303,670 in regulatory assets under management in its Form ADV filing dated September 24, 2026 (96% discretionary).

**How have Chokshi & Queen Wealth Advisors' assets and staff changed since 2021?**
In the Form ADV data for Chokshi & Queen Wealth Advisors: Regulatory assets under management: $123,005,899 in the October 2021 data and $263,303,670 in the October 2026 data, up 114%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Chokshi & Queen Wealth Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (678); pension and profit sharing plans (but not the plan participants or government pension plans) (4).

**Which custodians does Chokshi & Queen Wealth Advisors use?**
Chokshi & Queen Wealth Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Chokshi & Queen Wealth Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/313833

**What changed in Chokshi & Queen Wealth Advisors' recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $226,084,796 to $263,303,670 (+16%). Employees performing advisory functions went from 3 to 2.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated January 14, 2026)

- Flat fee: $500 to $10,000 (financial planning and consulting services)

> Our firm charges on a flat fee basis for financial planning and consulting services. The total estimated fee, as well as the ultimate fee charged, is based on the scope and complexity of our engagement with the client. Flat fees range from $500 to $10,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $263,303,670
- Discretionary: $251,893,678
- Non-discretionary: $11,409,992

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 678 | $251,893,678 |
| High net worth individuals | Not reported | $0 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $11,409,992 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2021 (5 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, LA, MA, NV, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [cq-wa.com](https://cq-wa.com)
- [financialplanningsd.com](https://financialplanningsd.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $123,005,899 | 3 | August 17, 2021 |
| October 2022 | $129,368,445 | 3 | May 2, 2022 |
| October 2023 | $115,476,112 | 3 | January 11, 2023 |
| October 2024 | $148,456,995 | 3 | January 16, 2024 |
| October 2025 | $226,084,796 | 3 | April 23, 2025 |
| October 2026 | $263,303,670 | 4 | September 24, 2026 |

Regulatory assets under management: $123,005,899 in the October 2021 data and $263,303,670 in the October 2026 data, up 114%.
Total employees: 3 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $226,084,796 to $263,303,670 (+16%).
- Employees performing advisory functions went from 3 to 2.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Chokshi & Queen Wealth Advisors (CRD 313833): Form ADV filing data as of October 2026.