{
  "crd_number": 166615,
  "slug": "china-asset-management-hong-kong-limited-hong-kong-166615",
  "primary_business_name": "CHINA ASSET MANAGEMENT (HONG KONG) LIMITED",
  "legal_name": "CHINA ASSET MANAGEMENT (HONG KONG) LIMITED",
  "dbas": [],
  "city": "Hong Kong",
  "state": null,
  "country": "Hong Kong",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2013-04-12",
  "years_registered": 13,
  "period": "2026-10-01",
  "filing_date": "2026-03-31",
  "carried_forward": false,
  "raum_total": 23904220265.0,
  "raum_discretionary": 23309674401.0,
  "raum_non_discretionary": 594545864.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 104,
  "advisory_employees": 23,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "banking_thrift": {
      "raum": 1414627305.0,
      "count": 7
    },
    "state_municipal": {
      "raum": 241883662.0,
      "count": null,
      "fewer_than_5": true
    },
    "insurance_companies": {
      "raum": 935522480.0,
      "count": null,
      "fewer_than_5": true
    },
    "pension_profit_sharing": {
      "raum": 527247200.0,
      "count": null,
      "fewer_than_5": true
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": null,
      "fewer_than_5": true
    },
    "pooled_investment_vehicles": {
      "raum": 19567397477.0,
      "count": 44
    },
    "corporations_other_businesses": {
      "raum": 1217542141.0,
      "count": 12
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "periodicals_newsletters",
    "portfolio_management_businesses_institutional",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 5,
  "states_registered": [],
  "websites": [
    "https://chinaamc.com.hk",
    "https://linkedin.com/company/chinaamchk",
    "https://mp.weixin.qq.com/mp/profile_ext?__biz=MzIyMjU1Mzg1OQ%3D%3D&action=home",
    "https://x.com/CHINAAMCHK2008",
    "https://youtube.com/@ChinaAMC-HK"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/166615",
  "disclosure_items": [
    {
      "item": "11.D(1)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?"
    },
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(3)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.D(5)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?"
    }
  ],
  "city_as_filed": "HONG KONG",
  "url": "https://advisorcensus.com/firm/china-asset-management-hong-kong-limited-hong-kong-166615",
  "display_name": "China Asset Management (Hong Kong) Limited",
  "summary": "China Asset Management (Hong Kong) Limited is an SEC-registered investment advisory firm in Hong Kong, Hong Kong, registered since 2013, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.",
  "citation": "AdvisorCensus. China Asset Management (Hong Kong) Limited (CRD 166615): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Publication of periodicals or newsletters"
  ],
  "quick_answers": [
    {
      "q": "How is China Asset Management (Hong Kong) Limited compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), China Asset Management (Hong Kong) Limited reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is China Asset Management (Hong Kong) Limited located?",
      "a": "China Asset Management (Hong Kong) Limited's principal office is in Hong Kong, Hong Kong, according to its Form ADV."
    },
    {
      "q": "Is China Asset Management (Hong Kong) Limited registered with the SEC or a state?",
      "a": "China Asset Management (Hong Kong) Limited is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 166615."
    },
    {
      "q": "How much does China Asset Management (Hong Kong) Limited manage?",
      "a": "China Asset Management (Hong Kong) Limited reports $23,904,220,265 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (98% discretionary)."
    },
    {
      "q": "How have China Asset Management (Hong Kong) Limited's assets and staff changed since 2021?",
      "a": "In the Form ADV data for China Asset Management (Hong Kong) Limited: Regulatory assets under management: $7,843,255,399 in the October 2021 data and $23,904,220,265 in the October 2026 data, up 205%. Total employees: 69 in October 2021 and 104 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does China Asset Management (Hong Kong) Limited serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (44); corporations or other businesses not listed above (12); banking or thrift institutions (7)."
    },
    {
      "q": "Which custodians does China Asset Management (Hong Kong) Limited use?",
      "a": "China Asset Management (Hong Kong) Limited's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists China Citic Bank International Limited, China Merchants Bank Co., Ltd., Hong Kong Branch and Industrial Bank Co., Ltd., Hong Kong Branch as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does China Asset Management (Hong Kong) Limited report any disciplinary disclosures?",
      "a": "Reports 5 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct), 11.D(2) (another regulator's finding of a violation), 11.D(3) (another regulator's finding of causing a business's authorization to be denied, suspended, revoked, or restricted), 11.D(4) (another regulator's order in the past ten years), and 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/166615"
    },
    {
      "q": "What changed in China Asset Management (Hong Kong) Limited's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 16 to 23. Regulatory assets under management went from $12,746,807,360 to $23,904,220,265 (+88%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 7843255399.0,
      "total_employees": 69,
      "filing_date": "2021-03-19"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 7159417008.0,
      "total_employees": 79,
      "filing_date": "2022-03-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 5259181483.0,
      "total_employees": 83,
      "filing_date": "2023-03-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 7166417121.0,
      "total_employees": 94,
      "filing_date": "2024-03-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 12746807360.0,
      "total_employees": 94,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 23904220265.0,
      "total_employees": 104,
      "filing_date": "2026-03-31"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 16 to 23.",
        "Regulatory assets under management went from $12,746,807,360 to $23,904,220,265 (+88%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "China Citic Bank International Limited",
      "name_as_filed": "CHINA CITIC BANK INTERNATIONAL LIMITED",
      "affiliated": false
    },
    {
      "name": "China Merchants Bank Co., Ltd., Hong Kong Branch",
      "name_as_filed": "CHINA MERCHANTS BANK CO., LTD., HONG KONG BRANCH",
      "affiliated": false
    },
    {
      "name": "Industrial Bank Co., Ltd., Hong Kong Branch",
      "name_as_filed": "INDUSTRIAL BANK CO., LTD., HONG KONG BRANCH",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/china-asset-management-hong-kong-limited-hong-kong-166615.md",
  "clients": [
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 7,
      "fewer_than_5": false,
      "raum": 1414627305.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 44,
      "fewer_than_5": false,
      "raum": 19567397477.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 527247200.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 241883662.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": null,
      "fewer_than_5": true,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": null,
      "fewer_than_5": true,
      "raum": 935522480.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 12,
      "fewer_than_5": false,
      "raum": 1217542141.0
    }
  ],
  "disclosure_line": "Reports 5 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/166615",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}