# Chickasaw Capital Management, LLC

> Chickasaw Capital Management, LLC is an SEC-registered investment advisory firm in Memphis, TN, registered since 2003, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 24, 2026.

- CRD: 127398
- Filed as: CHICKASAW CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Memphis, TN
- Filing period: October 2026
- Form ADV filing dated: April 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/127398
- AdvisorCensus page: https://advisorcensus.com/firm/chickasaw-capital-management-llc-memphis-tn-127398

## Quick answers

**How is Chickasaw Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Chickasaw Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; commissions; performance-based fees.

**Where is Chickasaw Capital Management, LLC located?**
Chickasaw Capital Management, LLC's principal office is in Memphis, TN, according to its Form ADV.

**Is Chickasaw Capital Management, LLC registered with the SEC or a state?**
Chickasaw Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2003. Status as filed: Approved. CRD 127398.

**How much does Chickasaw Capital Management, LLC manage?**
Chickasaw Capital Management, LLC reports $2,545,885,165 in regulatory assets under management in its Form ADV filing dated April 24, 2026 (100% discretionary).

**How have Chickasaw Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Chickasaw Capital Management, LLC: Regulatory assets under management: $1,881,151,322 in the October 2021 data and $2,545,885,165 in the October 2026 data, up 35%. Total employees: 25 in October 2021 and 19 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Chickasaw Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (209); individuals (other than high net worth individuals) (109); pooled investment vehicles (other than investment companies and business development companies) (52).

**Which custodians does Chickasaw Capital Management, LLC use?**
Chickasaw Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Comerica Bank, JPMorgan Chase Bank, N.A., National Financial Services LLC and The Bank of New York Mellon Corporation as custodians holding 10% or more of its separately managed account assets.

**Does Chickasaw Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/127398

**What changed in Chickasaw Capital Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Commissions
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Comerica Bank
- JPMorgan Chase Bank, N.A.
- National Financial Services LLC
- The Bank of New York Mellon Corporation

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $2,545,885,165
- Discretionary: $2,545,885,165
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 109 | $33,718,813 |
| High net worth individuals | 209 | $426,489,861 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $821,940,691 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 52 | $353,291,753 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $33,963,883 |
| Charitable organizations | 10 | $402,719,633 |
| State or municipal government entities (including government pension plans) | 5 | $186,923,005 |
| Other investment advisers | 0 | $0 |
| Insurance companies | Fewer than 5 | $12,666,399 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $271,205,262 |
| Corporations or other businesses not listed above | Fewer than 5 | $2,965,865 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 2003 (23 years)
- Employees: 19 total, 10 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- chickasawcap.com
- chickasawcapdownloadregistration.com
- LinkedIn @CHICKASAW-CAPITAL-MANAGEMENT-LLC

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,881,151,322 | 25 | April 29, 2021 |
| October 2022 | $2,053,149,000 | 20 | April 13, 2022 |
| October 2023 | $2,031,691,504 | 19 | April 24, 2023 |
| October 2024 | $1,971,596,648 | 19 | April 16, 2024 |
| October 2025 | $2,529,750,391 | 19 | April 17, 2025 |
| October 2026 | $2,545,885,165 | 19 | April 24, 2026 |

Regulatory assets under management: $1,881,151,322 in the October 2021 data and $2,545,885,165 in the October 2026 data, up 35%.
Total employees: 25 in October 2021 and 19 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Chickasaw Capital Management, LLC (CRD 127398): Form ADV filing data as of October 2026.