# Chartered Advisory Group

> Chartered Advisory Group is an SEC-registered investment advisory firm in Chadds Ford, PA, registered since 2011, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 116517
- Filed as: CHARTERED ADVISORY GROUP
- Legal name: Chartered Advisory Group, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chadds Ford, PA
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/116517
- AdvisorCensus page: https://advisorcensus.com/firm/chartered-advisory-group-chadds-ford-pa-116517

## Quick answers

**How is Chartered Advisory Group compensated?**
On its Form ADV (Item 5.E, October 2026), Chartered Advisory Group reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); commissions. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Chartered Advisory Group located?**
Chartered Advisory Group's principal office is in Chadds Ford, PA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Chartered Advisory Group registered with the SEC or a state?**
Chartered Advisory Group is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 116517.

**How much does Chartered Advisory Group manage?**
Chartered Advisory Group reports $127,713,140 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (39% discretionary).

**How have Chartered Advisory Group's assets and staff changed since 2021?**
In the Form ADV data for Chartered Advisory Group: Regulatory assets under management: $147,555,079 in the October 2021 data and $127,713,140 in the October 2026 data, down 13%. Total employees: 7 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Chartered Advisory Group serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (263); high net worth individuals (20).

**Which custodians does Chartered Advisory Group use?**
Chartered Advisory Group's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Allianz Life Insurance Company of North America and Charles Schwab & Co., Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Chartered Advisory Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/116517

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions

### Custodians (Schedule D, Section 5.K(3))
- Allianz Life Insurance Company of North America
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $127,713,140
- Discretionary: $49,747,500
- Non-discretionary: $77,965,640

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 263 | $97,875,963 |
| High net worth individuals | 20 | $29,837,177 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2011 (15 years)
- Employees: 6 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: DE, MD, PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Harrisburg, PA

### Websites listed on Form ADV (Item 1.I)
- cagwealth.com
- charteredadvisorygroup.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $147,555,079 | 7 | March 18, 2021 |
| October 2022 | $155,515,860 | 6 | March 9, 2022 |
| October 2023 | $137,267,907 | 6 | August 7, 2023 |
| October 2024 | $119,429,575 | 6 | March 15, 2024 |
| October 2025 | $120,771,028 | 6 | March 6, 2025 |
| October 2026 | $127,713,140 | 6 | March 23, 2026 |

Regulatory assets under management: $147,555,079 in the October 2021 data and $127,713,140 in the October 2026 data, down 13%.
Total employees: 7 in October 2021 and 6 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Chartered Advisory Group (CRD 116517): Form ADV filing data as of October 2026.