# Charter Oak Advisors LP

> Charter Oak Advisors LP is an SEC-registered investment advisory firm in New York, NY, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 328387
- Filed as: CHARTER OAK ADVISORS LP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/328387
- AdvisorCensus page: https://advisorcensus.com/firm/charter-oak-advisors-lp-new-york-ny-328387

## Quick answers

**How is Charter Oak Advisors LP compensated?**
On its Form ADV (Item 5.E, October 2026), Charter Oak Advisors LP reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Charter Oak Advisors LP located?**
Charter Oak Advisors LP's principal office is in New York, NY, according to its Form ADV.

**Is Charter Oak Advisors LP registered with the SEC or a state?**
Charter Oak Advisors LP is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 328387.

**How much does Charter Oak Advisors LP manage?**
Charter Oak Advisors LP reports $403,922,461 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Charter Oak Advisors LP's assets and staff changed since 2024?**
In the Form ADV data for Charter Oak Advisors LP: Regulatory assets under management: $225,669,134 in the October 2024 data and $403,922,461 in the October 2026 data, up 79%. Total employees: 7 in October 2024 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Charter Oak Advisors LP serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (5).

**Does Charter Oak Advisors LP report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/328387

**What changed in Charter Oak Advisors LP's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 5 to 4. Regulatory assets under management went from $315,013,000 to $403,922,461 (+28%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $403,922,461
- Discretionary: $403,922,461
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 5 | $403,922,461 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2024 (2 years)
- Employees: 6 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- charteroakadvisors.com
- LinkedIn @charter-oak-advisors-lp

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $225,669,134 | 7 | June 28, 2024 |
| October 2025 | $315,013,000 | 7 | June 30, 2025 |
| October 2026 | $403,922,461 | 6 | March 31, 2026 |

Regulatory assets under management: $225,669,134 in the October 2024 data and $403,922,461 in the October 2026 data, up 79%.
Total employees: 7 in October 2024 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 5 to 4.
- Regulatory assets under management went from $315,013,000 to $403,922,461 (+28%).

### January 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Charter Oak Advisors LP (CRD 328387): Form ADV filing data as of October 2026.