# Charter Capital Management, Inc

> Charter Capital Management, Inc is an SEC-registered investment advisory firm in Brookfield, WI, registered since 1981, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 19, 2026.

- CRD: 35919
- Filed as: CHARTER CAPITAL MANAGEMENT, INC
- Legal name: Charter Capital Management, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Brookfield, WI
- Filing period: October 2026
- Form ADV filing dated: March 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/35919
- AdvisorCensus page: https://advisorcensus.com/firm/charter-capital-management-inc-brookfield-wi-35919

## Quick answers

**How is Charter Capital Management, Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Charter Capital Management, Inc reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Charter Capital Management, Inc located?**
Charter Capital Management, Inc's principal office is in Brookfield, WI, according to its Form ADV.

**Is Charter Capital Management, Inc registered with the SEC or a state?**
Charter Capital Management, Inc is an SEC-registered investment advisory firm, registered since 1981. Status as filed: Approved. CRD 35919.

**How much does Charter Capital Management, Inc manage?**
Charter Capital Management, Inc reports $462,184,711 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (100% discretionary).

**How have Charter Capital Management, Inc's assets and staff changed since 2021?**
In the Form ADV data for Charter Capital Management, Inc: Regulatory assets under management: $254,283,244 in the October 2021 data and $462,184,711 in the October 2026 data, up 82%. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Charter Capital Management, Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (223); high net worth individuals (139).

**Which custodians does Charter Capital Management, Inc use?**
Charter Capital Management, Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Charter Capital Management, Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/35919

**What changed in Charter Capital Management, Inc's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $411,737,769 to $462,184,711 (+12%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $462,184,711
- Discretionary: $462,184,711
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 223 | $97,196,308 |
| High net worth individuals | 139 | $364,988,403 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 1981 (45 years)
- Employees: 5 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, FL, IL, TX, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- chartercapital.net
- LinkedIn @10165697

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $254,283,244 | 5 | March 30, 2021 |
| October 2022 | $297,620,065 | 5 | March 28, 2022 |
| October 2023 | $283,207,043 | 5 | March 28, 2023 |
| October 2024 | $355,891,809 | 5 | March 26, 2024 |
| October 2025 | $411,737,769 | 4 | April 28, 2025 |
| October 2026 | $462,184,711 | 5 | March 19, 2026 |

Regulatory assets under management: $254,283,244 in the October 2021 data and $462,184,711 in the October 2026 data, up 82%.
Total employees: 5 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $411,737,769 to $462,184,711 (+12%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Charter Capital Management, Inc (CRD 35919): Form ADV filing data as of October 2026.