{
  "crd_number": 288303,
  "slug": "charter-advisory-services-llc-daytona-beach-fl-288303",
  "primary_business_name": "CHARTER ADVISORY SERVICES, LLC",
  "legal_name": "CHARTER ADVISORY SERVICES, LLC",
  "dbas": [],
  "city": "Daytona Beach",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "19660",
  "metro": {
    "cbsa_code": "19660",
    "common_name": "Deltona",
    "msa_name": "Deltona-Daytona Beach-Ormond Beach, FL",
    "path": "/advisors/fl/deltona"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2017-06-30",
  "years_registered": 9,
  "period": "2026-10-01",
  "filing_date": "2026-03-19",
  "carried_forward": false,
  "raum_total": 8958468.0,
  "raum_discretionary": 7137400.0,
  "raum_non_discretionary": 1821068.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 2778104.0,
      "count": 28
    },
    "high_net_worth_individuals": {
      "raum": 6180364.0,
      "count": 16
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "FL"
  ],
  "websites": [
    "https://charterfingroup.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/288303",
  "disclosure_items": [
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    },
    {
      "item": "11.E(4)",
      "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?"
    }
  ],
  "city_as_filed": "DAYTONA BEACH",
  "url": "https://advisorcensus.com/firm/charter-advisory-services-llc-daytona-beach-fl-288303",
  "display_name": "Charter Advisory Services, LLC",
  "summary": "Charter Advisory Services, LLC is a state-registered investment advisory firm in Daytona Beach, FL, registered since 2017, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 19, 2026.",
  "citation": "AdvisorCensus. Charter Advisory Services, LLC (CRD 288303): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Charter Advisory Services, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Charter Advisory Services, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges."
    },
    {
      "q": "Where is Charter Advisory Services, LLC located?",
      "a": "Charter Advisory Services, LLC's principal office is in Daytona Beach, FL, according to its Form ADV."
    },
    {
      "q": "Is Charter Advisory Services, LLC registered with the SEC or a state?",
      "a": "Charter Advisory Services, LLC is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 288303."
    },
    {
      "q": "How much does Charter Advisory Services, LLC manage?",
      "a": "Charter Advisory Services, LLC reports $8,958,468 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (80% discretionary)."
    },
    {
      "q": "What types of clients does Charter Advisory Services, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (28); high net worth individuals (16)."
    },
    {
      "q": "Does Charter Advisory Services, LLC report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/288303"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/charter-advisory-services-llc-daytona-beach-fl-288303.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 28,
      "fewer_than_5": false,
      "raum": 2778104.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 16,
      "fewer_than_5": false,
      "raum": 6180364.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/288303",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}