# Charter Advisory Corporation

> Charter Advisory Corporation is an SEC-registered investment advisory firm in Indianapolis, IN, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 113390
- Filed as: CHARTER ADVISORY CORPORATION
- Legal name: Financial Consultants & Advisory Corporation
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Indianapolis, IN
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/113390
- AdvisorCensus page: https://advisorcensus.com/firm/charter-advisory-corporation-indianapolis-in-113390

## Quick answers

**How is Charter Advisory Corporation compensated?**
On its Form ADV (Item 5.E, October 2026), Charter Advisory Corporation reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Charter Advisory Corporation located?**
Charter Advisory Corporation's principal office is in Indianapolis, IN, according to its Form ADV; the April 2026 filing also lists 5 other offices (Schedule D, Section 1.F).

**Is Charter Advisory Corporation registered with the SEC or a state?**
Charter Advisory Corporation is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 113390.

**How much does Charter Advisory Corporation manage?**
Charter Advisory Corporation reports $333,085,121 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (83% discretionary).

**How have Charter Advisory Corporation's assets and staff changed since 2021?**
In the Form ADV data for Charter Advisory Corporation: Regulatory assets under management: $203,977,519 in the October 2021 data and $333,085,121 in the October 2026 data, up 63%. Total employees: 16 in October 2021 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Charter Advisory Corporation serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (372); high net worth individuals (203); pension and profit sharing plans (but not the plan participants or government pension plans) (18).

**Which custodians does Charter Advisory Corporation use?**
Charter Advisory Corporation's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Charter Advisory Corporation report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/113390

**What changed in Charter Advisory Corporation's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 14 to 15. No longer lists an office in Cincinnati, OH. No longer lists an office in Indianapolis, IN.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $333,085,121
- Discretionary: $275,846,221
- Non-discretionary: $57,238,900

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 372 | $66,776,511 |
| High net worth individuals | 203 | $203,999,324 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 18 | $52,553,103 |
| Charitable organizations | Fewer than 5 | $927,828 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $6,495,976 |
| Corporations or other businesses not listed above | Fewer than 5 | $2,332,379 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2021 (5 years)
- Employees: 15 total, 15 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CO, FL, IN, KY, LA, MO, NC, NE, OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Attica, IN
- Fishers, IN
- Mariemont, OH
- Seymour, IN
- Warsaw, IN

### Websites listed on Form ADV (Item 1.I)
- charteradvisory.com
- LinkedIn @CHARTER-ADVISORY-CORPORATION

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $203,977,519 | 16 | March 31, 2021 |
| October 2022 | $268,062,230 | 15 | March 31, 2022 |
| October 2023 | $199,548,507 | 15 | March 30, 2023 |
| October 2024 | $319,216,086 | 15 | March 28, 2024 |
| October 2025 | $366,305,467 | 14 | March 20, 2025 |
| October 2026 | $333,085,121 | 15 | March 24, 2026 |

Regulatory assets under management: $203,977,519 in the October 2021 data and $333,085,121 in the October 2026 data, up 63%.
Total employees: 16 in October 2021 and 15 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 14 to 15.
- No longer lists an office in Cincinnati, OH.
- No longer lists an office in Indianapolis, IN.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Charter Advisory Corporation (CRD 113390): Form ADV filing data as of October 2026.