# Charles-LIM Capital Limited

> Charles-LIM Capital Limited is an exempt reporting adviser in Hong Kong, Hong Kong, filing reports since 2014. Exempt reporting advisers do not report regulatory assets under management on Form ADV.

- CRD: 172397
- Filed as: CHARLES-LIM CAPITAL LIMITED
- Reporting status: Exempt reporting adviser (status as filed: ERA - Active)
- Location: Hong Kong, Hong Kong
- Filing period: October 2026
- Form ADV filing dated: June 10, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/172397
- AdvisorCensus page: https://advisorcensus.com/firm/charles-lim-capital-limited-hong-kong-172397

## Quick answers

**Where is Charles-LIM Capital Limited located?**
Charles-LIM Capital Limited's principal office is in Hong Kong, Hong Kong, according to its Form ADV.

**How does Charles-LIM Capital Limited report to regulators?**
Charles-LIM Capital Limited is an exempt reporting adviser, filing reports since 2014. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 172397.

**Does Charles-LIM Capital Limited report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/172397

## From the Form ADV filing

### Firm details
- Reporting since: 2014 (12 years)
- Employees: Not reported total, Not reported performing advisory functions
- Wrap fee program participation: Not reported
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [charleslimcapital.com](https://charleslimcapital.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | Not reported | July 5, 2021 |
| October 2022 | Not reported | Not reported | May 26, 2022 |
| October 2023 | Not reported | Not reported | June 26, 2023 |
| October 2024 | Not reported | Not reported | June 12, 2024 |
| October 2025 | Not reported | Not reported | June 16, 2025 |
| October 2026 | Not reported | Not reported | June 10, 2026 |


## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Charles-LIM Capital Limited (CRD 172397): Form ADV filing data as of October 2026.