{
  "crd_number": 323675,
  "slug": "charles-kasner-registered-investment-advisor-llc-323675",
  "primary_business_name": "CHARLES KASNER REGISTERED INVESTMENT ADVISOR LLC",
  "legal_name": "CHARLES KASNER REGISTERED INVESTMENT ADVISOR LLC",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2023-07-05",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2025-06-06",
  "carried_forward": false,
  "raum_total": 6172272.0,
  "raum_discretionary": 6172272.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 1856098.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 4316174.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "FL"
  ],
  "websites": [
    "https://myinvestmentfiduciary.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/323675",
  "listing_state": "FL",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    }
  ],
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/charles-kasner-registered-investment-advisor-llc-323675",
  "display_name": "Charles Kasner Registered Investment Advisor LLC",
  "summary": "Charles Kasner Registered Investment Advisor LLC is a state-registered investment advisory firm, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 6, 2025.",
  "citation": "AdvisorCensus. Charles Kasner Registered Investment Advisor LLC (CRD 323675): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Charles Kasner Registered Investment Advisor LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Charles Kasner Registered Investment Advisor LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Is Charles Kasner Registered Investment Advisor LLC registered with the SEC or a state?",
      "a": "Charles Kasner Registered Investment Advisor LLC is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 323675."
    },
    {
      "q": "How much does Charles Kasner Registered Investment Advisor LLC manage?",
      "a": "Charles Kasner Registered Investment Advisor LLC reports $6,172,272 in regulatory assets under management in its Form ADV filing dated June 6, 2025 (100% discretionary)."
    },
    {
      "q": "Does Charles Kasner Registered Investment Advisor LLC report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/323675"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/charles-kasner-registered-investment-advisor-llc-323675.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": null,
      "fewer_than_5": true,
      "raum": 1856098.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": null,
      "fewer_than_5": true,
      "raum": 4316174.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/323675",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}