# Charles Fish Investments, Inc.

> Charles Fish Investments, Inc. is an SEC-registered investment advisory firm in Irvine, CA, registered since 1996, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 3, 2026.

- CRD: 110445
- Filed as: CHARLES FISH INVESTMENTS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Irvine, CA
- Filing period: October 2026
- Form ADV filing dated: July 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/110445
- AdvisorCensus page: https://advisorcensus.com/firm/charles-fish-investments-inc-irvine-ca-110445

## Quick answers

**How is Charles Fish Investments, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Charles Fish Investments, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Charles Fish Investments, Inc. located?**
Charles Fish Investments, Inc.'s principal office is in Irvine, CA, according to its Form ADV.

**Is Charles Fish Investments, Inc. registered with the SEC or a state?**
Charles Fish Investments, Inc. is an SEC-registered investment advisory firm, registered since 1996. Status as filed: Approved. CRD 110445.

**How much does Charles Fish Investments, Inc. manage?**
Charles Fish Investments, Inc. reports $331,331,810 in regulatory assets under management in its Form ADV filing dated July 3, 2026 (100% discretionary).

**How have Charles Fish Investments, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Charles Fish Investments, Inc.: Regulatory assets under management: $319,551,824 in the October 2021 data and $331,331,810 in the October 2026 data, up 4%. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Charles Fish Investments, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (42).

**Which custodians does Charles Fish Investments, Inc. use?**
Charles Fish Investments, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and US Bank as custodians holding 10% or more of its separately managed account assets.

**Does Charles Fish Investments, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110445

**What changed in Charles Fish Investments, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 3 to 4.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- US Bank

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $331,331,810
- Discretionary: $331,331,810
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 42 | $320,728,703 |
| High net worth individuals | Fewer than 5 | $5,712,488 |
| Corporations or other businesses not listed above | Fewer than 5 | $4,890,619 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1996 (30 years)
- Employees: 5 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, SC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- charlesfishinvestments.com
- LinkedIn @charles-fish-investments-inc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $319,551,824 | 5 | July 16, 2021 |
| October 2022 | $318,395,230 | 5 | April 12, 2022 |
| October 2023 | $298,342,685 | 5 | February 13, 2023 |
| October 2024 | $356,070,804 | 5 | March 20, 2024 |
| October 2025 | $342,071,199 | 5 | January 17, 2025 |
| October 2026 | $331,331,810 | 5 | July 3, 2026 |

Regulatory assets under management: $319,551,824 in the October 2021 data and $331,331,810 in the October 2026 data, up 4%.
Total employees: 5 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 3 to 4.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Charles Fish Investments, Inc. (CRD 110445): Form ADV filing data as of October 2026.