{
  "crd_number": 110445,
  "slug": "charles-fish-investments-inc-irvine-ca-110445",
  "primary_business_name": "CHARLES FISH INVESTMENTS, INC.",
  "legal_name": "CHARLES FISH INVESTMENTS, INC.",
  "dbas": [],
  "city": "Irvine",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "31080",
  "metro": {
    "cbsa_code": "31080",
    "common_name": "Los Angeles",
    "msa_name": "Los Angeles-Long Beach-Anaheim, CA",
    "path": "/advisors/ca/los-angeles"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1996-08-13",
  "years_registered": 30,
  "period": "2026-10-01",
  "filing_date": "2026-07-03",
  "carried_forward": false,
  "raum_total": 331331810.0,
  "raum_discretionary": 331331810.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 5,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 320728703.0,
      "count": 42
    },
    "high_net_worth_individuals": {
      "raum": 5712488.0,
      "count": null,
      "fewer_than_5": true
    },
    "corporations_other_businesses": {
      "raum": 4890619.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "SC"
  ],
  "websites": [
    "https://charlesfishinvestments.com",
    "https://linkedin.com/company/charles-fish-investments-inc?_l=en_US"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110445",
  "city_as_filed": "IRVINE",
  "url": "https://advisorcensus.com/firm/charles-fish-investments-inc-irvine-ca-110445",
  "display_name": "Charles Fish Investments, Inc.",
  "summary": "Charles Fish Investments, Inc. is an SEC-registered investment advisory firm in Irvine, CA, registered since 1996, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 3, 2026.",
  "citation": "AdvisorCensus. Charles Fish Investments, Inc. (CRD 110445): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Charles Fish Investments, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Charles Fish Investments, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Charles Fish Investments, Inc. located?",
      "a": "Charles Fish Investments, Inc.'s principal office is in Irvine, CA, according to its Form ADV."
    },
    {
      "q": "Is Charles Fish Investments, Inc. registered with the SEC or a state?",
      "a": "Charles Fish Investments, Inc. is an SEC-registered investment advisory firm, registered since 1996. Status as filed: Approved. CRD 110445."
    },
    {
      "q": "How much does Charles Fish Investments, Inc. manage?",
      "a": "Charles Fish Investments, Inc. reports $331,331,810 in regulatory assets under management in its Form ADV filing dated July 3, 2026 (100% discretionary)."
    },
    {
      "q": "How have Charles Fish Investments, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Charles Fish Investments, Inc.: Regulatory assets under management: $319,551,824 in the October 2021 data and $331,331,810 in the October 2026 data, up 4%. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Charles Fish Investments, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (42)."
    },
    {
      "q": "Which custodians does Charles Fish Investments, Inc. use?",
      "a": "Charles Fish Investments, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and US Bank as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Charles Fish Investments, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110445"
    },
    {
      "q": "What changed in Charles Fish Investments, Inc.'s recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 3 to 4."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 319551824.0,
      "total_employees": 5,
      "filing_date": "2021-07-16"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 318395230.0,
      "total_employees": 5,
      "filing_date": "2022-04-12"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 298342685.0,
      "total_employees": 5,
      "filing_date": "2023-02-13"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 356070804.0,
      "total_employees": 5,
      "filing_date": "2024-03-20"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 342071199.0,
      "total_employees": 5,
      "filing_date": "2025-01-17"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 331331810.0,
      "total_employees": 5,
      "filing_date": "2026-07-03"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 3 to 4."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "US Bank",
      "name_as_filed": "US BANK",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/charles-fish-investments-inc-irvine-ca-110445.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 42,
      "fewer_than_5": false,
      "raum": 320728703.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": null,
      "fewer_than_5": true,
      "raum": 5712488.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 4890619.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110445",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}