# Chapman Investment Management, LLC

> Chapman Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 166826
- Filed as: CHAPMAN INVESTMENT MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/166826
- AdvisorCensus page: https://advisorcensus.com/firm/chapman-investment-management-llc-166826

## Quick answers

**How is Chapman Investment Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Chapman Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**Is Chapman Investment Management, LLC registered with the SEC or a state?**
Chapman Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 166826.

**How much does Chapman Investment Management, LLC manage?**
Chapman Investment Management, LLC reports $200,089,304 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Chapman Investment Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Chapman Investment Management, LLC: Regulatory assets under management: $179,872,263 in the October 2021 data and $200,089,304 in the October 2026 data, up 11%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Chapman Investment Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (38); high net worth individuals (24).

**Which custodians does Chapman Investment Management, LLC use?**
Chapman Investment Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and U.S. Bank National Association as custodians holding 10% or more of its separately managed account assets.

**Does Chapman Investment Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/166826

**Does Chapman Investment Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "CIM generally requires clients to place and maintain a minimum of $500,000 under management. Multiple related accounts may be aggregated to meet this minimum." "Under certain circumstances, and in CIM’s discretion, the minimum account size requirement may be waived or altered."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> CIM generally requires clients to place and maintain a minimum of $500,000 under management. Multiple related accounts may be aggregated to meet this minimum.

> Under certain circumstances, and in CIM’s discretion, the minimum account size requirement may be waived or altered.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- U.S. Bank National Association

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $200,089,304
- Discretionary: $200,089,304
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 38 | $13,209,047 |
| High net worth individuals | 24 | $107,019,505 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $79,860,752 |
| Charitable organizations | Not reported | $0 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Other investment advisers | Not reported | $0 |
| Insurance companies | Not reported | $0 |
| Sovereign wealth funds and foreign official institutions | Not reported | $0 |
| Corporations or other businesses not listed above | Not reported | $0 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2018 (8 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- chapmaninvestment.com
- LinkedIn @scott-chapman-29442536

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $179,872,263 | 1 | March 30, 2021 |
| October 2022 | $232,986,863 | 1 | March 25, 2022 |
| October 2023 | $163,636,132 | 1 | March 30, 2023 |
| October 2024 | $174,969,077 | 1 | March 29, 2024 |
| October 2025 | $190,819,259 | 1 | March 13, 2025 |
| October 2026 | $200,089,304 | 1 | March 31, 2026 |

Regulatory assets under management: $179,872,263 in the October 2021 data and $200,089,304 in the October 2026 data, up 11%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Chapman Investment Management, LLC (CRD 166826): Form ADV filing data as of October 2026.