# CGC Financial Services

> CGC Financial Services is an SEC-registered investment advisory firm in Lake Oswego, OR, registered since 2013, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated August 20, 2026.

- CRD: 155446
- Filed as: CGC FINANCIAL SERVICES
- Legal name: CGC Financial Services, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lake Oswego, OR
- Filing period: October 2026
- Form ADV filing dated: August 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/155446
- AdvisorCensus page: https://advisorcensus.com/firm/cgc-financial-services-lake-oswego-or-155446

## Quick answers

**How is CGC Financial Services compensated?**
On its Form ADV (Item 5.E, October 2026), CGC Financial Services reports these compensation arrangements: a percentage of assets under its management.

**Where is CGC Financial Services located?**
CGC Financial Services' principal office is in Lake Oswego, OR, according to its Form ADV.

**Is CGC Financial Services registered with the SEC or a state?**
CGC Financial Services is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 155446.

**How much does CGC Financial Services manage?**
CGC Financial Services reports $875,784,975 in regulatory assets under management in its Form ADV filing dated August 20, 2026 (98% discretionary).

**How have CGC Financial Services' assets and staff changed since 2021?**
In the Form ADV data for CGC Financial Services: Regulatory assets under management: $584,321,596 in the October 2021 data and $875,784,975 in the October 2026 data, up 50%. Total employees: 12 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does CGC Financial Services serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (932); high net worth individuals (208); charitable organizations (7).

**Which custodians does CGC Financial Services use?**
CGC Financial Services' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does CGC Financial Services report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/155446

**What changed in CGC Financial Services' recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $737,318,031 to $875,784,975 (+19%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $875,784,975
- Discretionary: $856,106,449
- Non-discretionary: $19,678,526

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 932 | $388,167,249 |
| High net worth individuals | 208 | $461,164,019 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $638 |
| Charitable organizations | 7 | $25,553,607 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 3 | $899,462 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2013 (12 years)
- Employees: 13 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, FL, ID, LA, MN, MT, NH, NV, OR, TN, TX, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- cgcfinancialservices.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $584,321,596 | 12 | March 19, 2021 |
| October 2022 | $676,511,557 | 13 | March 16, 2022 |
| October 2023 | $618,868,674 | 13 | September 29, 2023 |
| October 2024 | $664,670,956 | 14 | August 9, 2024 |
| October 2025 | $737,318,031 | 12 | July 21, 2025 |
| October 2026 | $875,784,975 | 13 | August 20, 2026 |

Regulatory assets under management: $584,321,596 in the October 2021 data and $875,784,975 in the October 2026 data, up 50%.
Total employees: 12 in October 2021 and 13 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $737,318,031 to $875,784,975 (+19%).

### February 2026
- Registered or notice-filed in MN, MT, WI.

### December 2025
- Employees performing advisory functions went from 4 to 5.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. CGC Financial Services (CRD 155446): Form ADV filing data as of October 2026.