{
  "crd_number": 111581,
  "slug": "cfm-advisors-inc-hauppauge-ny-111581",
  "primary_business_name": "CFM ADVISORS INC",
  "legal_name": "CFM ADVISORS INC",
  "dbas": [],
  "city": "Hauppauge",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1999-10-25",
  "years_registered": 26,
  "period": "2026-10-01",
  "filing_date": "2026-03-24",
  "carried_forward": false,
  "raum_total": 202673837.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 202673837.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 7,
  "advisory_employees": 5,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 146664496.0,
      "count": 185
    },
    "pension_profit_sharing": {
      "raum": 15374912.0,
      "count": 15
    },
    "high_net_worth_individuals": {
      "raum": 40405944.0,
      "count": 14
    },
    "corporations_other_businesses": {
      "raum": 228485.0,
      "count": 2,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CT",
    "MD",
    "NY",
    "PA",
    "TX"
  ],
  "websites": [
    "https://cfmadvisorsinc.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111581",
  "city_as_filed": "HAUPPAUGE",
  "url": "https://advisorcensus.com/firm/cfm-advisors-inc-hauppauge-ny-111581",
  "display_name": "CFM Advisors Inc",
  "summary": "CFM Advisors Inc is an SEC-registered investment advisory firm in Hauppauge, NY, registered since 1999, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.",
  "citation": "AdvisorCensus. CFM Advisors Inc (CRD 111581): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is CFM Advisors Inc compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), CFM Advisors Inc reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is CFM Advisors Inc located?",
      "a": "CFM Advisors Inc's principal office is in Hauppauge, NY, according to its Form ADV."
    },
    {
      "q": "Is CFM Advisors Inc registered with the SEC or a state?",
      "a": "CFM Advisors Inc is an SEC-registered investment advisory firm, registered since 1999. Status as filed: Approved. CRD 111581."
    },
    {
      "q": "How much does CFM Advisors Inc manage?",
      "a": "CFM Advisors Inc reports $202,673,837 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (0% discretionary)."
    },
    {
      "q": "How have CFM Advisors Inc's assets and staff changed since 2021?",
      "a": "In the Form ADV data for CFM Advisors Inc: Regulatory assets under management: $437,112,000 in the October 2021 data and $202,673,837 in the October 2026 data, down 54%. Total employees: 3 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does CFM Advisors Inc serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (185); pension and profit sharing plans (but not the plan participants or government pension plans) (15); high net worth individuals (14)."
    },
    {
      "q": "Which custodians does CFM Advisors Inc use?",
      "a": "CFM Advisors Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Royal Bank of Canada as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does CFM Advisors Inc report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111581"
    },
    {
      "q": "What changed in CFM Advisors Inc's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 4 to 5. Regulatory assets under management went from $3,492,215,000 to $202,673,837 (-94%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 437112000.0,
      "total_employees": 3,
      "filing_date": "2021-03-08"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 1255500000.0,
      "total_employees": 4,
      "filing_date": "2022-05-26"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 1400000000.0,
      "total_employees": 5,
      "filing_date": "2023-03-30"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 1749750000.0,
      "total_employees": 5,
      "filing_date": "2024-09-19"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 3492215000.0,
      "total_employees": 5,
      "filing_date": "2025-03-12"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 202673837.0,
      "total_employees": 7,
      "filing_date": "2026-03-24"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 4 to 5.",
        "Regulatory assets under management went from $3,492,215,000 to $202,673,837 (-94%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Royal Bank of Canada",
      "name_as_filed": "ROYAL BANK OF CANADA",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/cfm-advisors-inc-hauppauge-ny-111581.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 185,
      "fewer_than_5": false,
      "raum": 146664496.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 14,
      "fewer_than_5": false,
      "raum": 40405944.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 15,
      "fewer_than_5": false,
      "raum": 15374912.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 2,
      "fewer_than_5": true,
      "raum": 228485.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111581",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}