# Cfig Investment Advisory Services, LLC

> Cfig Investment Advisory Services, LLC is a state-registered investment advisory firm in Westport, CT, registered since 2011, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 148261
- Filed as: CFIG INVESTMENT ADVISORY SERVICES, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Westport, CT
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/148261
- AdvisorCensus page: https://advisorcensus.com/firm/cfig-investment-advisory-services-llc-westport-ct-148261

## Quick answers

**How is Cfig Investment Advisory Services, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Cfig Investment Advisory Services, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Cfig Investment Advisory Services, LLC located?**
Cfig Investment Advisory Services, LLC's principal office is in Westport, CT, according to its Form ADV.

**Is Cfig Investment Advisory Services, LLC registered with the SEC or a state?**
Cfig Investment Advisory Services, LLC is a state-registered investment advisory firm, registered since 2011. Status as filed: APPROVED. CRD 148261.

**How much does Cfig Investment Advisory Services, LLC manage?**
Cfig Investment Advisory Services, LLC reports $31,382,699 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (99% discretionary).

**What types of clients does Cfig Investment Advisory Services, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (11); individuals (other than high net worth individuals) (6).

**Does Cfig Investment Advisory Services, LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/148261

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $31,382,699
- Discretionary: $31,129,297
- Non-discretionary: $253,402

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 6 | $1,993,563 |
| High net worth individuals | 11 | $29,389,136 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2011 (15 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/148261

### Websites listed on Form ADV (Item 1.I)
- [cfig-advisory.com](https://cfig-advisory.com)

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Cfig Investment Advisory Services, LLC (CRD 148261): Form ADV filing data as of October 2026.