{ "crd_number": 285648, "slug": "cetera-advisory-services-llc-el-segundo-ca-285648", "primary_business_name": "CETERA ADVISORY SERVICES LLC", "legal_name": "CETERA ADVISORY SERVICES LLC", "dbas": [], "city": "El Segundo", "state": "CA", "country": "United States", "cbsa_code": "31080", "metro": { "cbsa_code": "31080", "common_name": "Los Angeles", "msa_name": "Los Angeles-Long Beach-Anaheim, CA", "path": "/advisors/ca/los-angeles" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2016-11-18", "years_registered": 9, "period": "2026-10-01", "filing_date": "2026-08-11", "carried_forward": false, "raum_total": null, "raum_discretionary": null, "raum_non_discretionary": null, "raum_band": "not_reported", "raum_band_label": "Not reported", "total_employees": 14, "advisory_employees": 14, "client_count_bucket": null, "clients_by_type": null, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_individuals" ], "wrap_fee_participant": true, "disclosure_yes_count": 0, "states_registered": [ "AK", "AL", "AR", "AZ", "CA", "CO", "CT", "DC", "DE", "FL", "GA", "HI", "IA", "ID", "IL", "IN", "KS", "KY", "LA", "MA", "MD", "ME", "MI", "MN", "MO", "MS", "MT", "NC", "ND", "NE", "NH", "NJ", "NM", "NV", "NY", "OH", "OK", "OR", "PA", "PR", "RI", "SC", "SD", "TN", "TX", "UT", "VA", "VI", "VT", "WA", "WI", "WV", "WY" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/285648", "city_as_filed": "EL SEGUNDO", "url": "https://advisorcensus.com/firm/cetera-advisory-services-llc-el-segundo-ca-285648", "display_name": "Cetera Advisory Services LLC", "summary": "Cetera Advisory Services LLC is an SEC-registered investment advisory firm in El Segundo, CA, registered since 2016, with no regulatory assets under management reported in its Form ADV filing dated August 11, 2026.", "citation": "AdvisorCensus. Cetera Advisory Services LLC (CRD 285648): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is Cetera Advisory Services LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Cetera Advisory Services LLC reports these compensation arrangements: a percentage of assets under its management." }, { "q": "Where is Cetera Advisory Services LLC located?", "a": "Cetera Advisory Services LLC's principal office is in El Segundo, CA, according to its Form ADV." }, { "q": "Is Cetera Advisory Services LLC registered with the SEC or a state?", "a": "Cetera Advisory Services LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 285648." }, { "q": "How have Cetera Advisory Services LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Cetera Advisory Services LLC: Total employees: 4 in October 2021 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "Does Cetera Advisory Services LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/285648" }, { "q": "What changed in Cetera Advisory Services LLC's recent Form ADV filings?", "a": "In the September 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": null, "total_employees": 4, "filing_date": "2021-05-27" }, { "period": "2022-10-01", "regulatory_assets_under_management": null, "total_employees": 3, "filing_date": "2022-06-07" }, { "period": "2023-10-01", "regulatory_assets_under_management": null, "total_employees": 13, "filing_date": "2023-06-04" }, { "period": "2024-10-01", "regulatory_assets_under_management": null, "total_employees": 12, "filing_date": "2024-09-20" }, { "period": "2025-10-01", "regulatory_assets_under_management": null, "total_employees": 12, "filing_date": "2025-06-09" }, { "period": "2026-10-01", "regulatory_assets_under_management": null, "total_employees": 14, "filing_date": "2026-08-11" } ], "recent_changes": [ { "period": "2026-09-01", "period_label": "September 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-05-01", "period_label": "May 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 12 to 14." ] }, { "period": "2026-02-01", "period_label": "February 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/cetera-advisory-services-llc-el-segundo-ca-285648.md", "clients": [], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/285648", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }