# Certuity, LLC

> Certuity, LLC is an SEC-registered investment advisory firm in North Palm Beach, FL, registered since 2004, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 30, 2026.

- CRD: 129505
- Filed as: CERTUITY, LLC
- Also doing business as: ALTS PLUS, ALTS+, ALTSPLUS, CAMDEN CAPITAL
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: North Palm Beach, FL
- Filing period: October 2026
- Form ADV filing dated: April 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/129505
- AdvisorCensus page: https://advisorcensus.com/firm/certuity-llc-north-palm-beach-fl-129505

## Quick answers

**How is Certuity, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Certuity, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.

**What does Certuity, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 28, 2026 states: Asset-based fee: 0.3% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Certuity, LLC located?**
Certuity, LLC's principal office is in North Palm Beach, FL, according to its Form ADV; the May 2026 filing also lists 5 other offices (Schedule D, Section 1.F).

**Is Certuity, LLC registered with the SEC or a state?**
Certuity, LLC is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 129505.

**How much does Certuity, LLC manage?**
Certuity, LLC reports $3,301,613,248 in regulatory assets under management in its Form ADV filing dated April 30, 2026 (68% discretionary).

**How have Certuity, LLC's assets and staff changed since 2021?**
In the Form ADV data for Certuity, LLC: Regulatory assets under management: $3,921,292,415 in the October 2021 data and $3,301,613,248 in the October 2026 data, down 16%. Total employees: 32 in October 2021 and 35 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Certuity, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (413); individuals (other than high net worth individuals) (51); pension and profit sharing plans (but not the plan participants or government pension plans) (30).

**Which custodians does Certuity, LLC use?**
Certuity, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Certuity, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/129505

**Does Certuity, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 28, 2026 says: "While Certuity does not impose a minimum portfolio size, certain clients are charged a minimum annual fee."

**What changed in Certuity, LLC's recent Form ADV filings?**
In the May 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 28, 2026)

- Asset-based fee: 0.3% to 1.5% a year (a range, as the brochure states it)

> The annual fee varies and is generally between 0.30% and 1.50% depending upon the market value of the assets under management, the Certuity advisor selected and the type of services rendered.

- Account minimum: None

> While Certuity does not impose a minimum portfolio size, certain clients are charged a minimum annual fee.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $3,301,613,248
- Discretionary: $2,244,115,009
- Non-discretionary: $1,057,498,239

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 51 | $32,937,009 |
| High net worth individuals | 413 | $2,389,327,643 |
| Pooled investment vehicles (other than investment companies and business development companies) | 26 | $780,674,826 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 30 | $24,869,901 |
| Corporations or other businesses not listed above | Fewer than 5 | $73,803,869 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2004 (22 years)
- Employees: 35 total, 15 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, CT, FL, GA, IL, MD, NJ, NV, NY, OH, PA, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the May 2026 filing
- Atlanta, GA
- Manhattan Beach, CA
- Mountain View, CA
- Nashville, TN
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- altsplus.com
- certuity.com
- Facebook @Certuity
- Instagram @certuity
- LinkedIn @certuity
- X @certuity_

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $3,921,292,415 | 32 | August 18, 2021 |
| October 2022 | $4,504,003,393 | 35 | September 12, 2022 |
| October 2023 | $3,641,794,448 | 32 | September 21, 2023 |
| October 2024 | $3,961,766,158 | 41 | September 30, 2024 |
| October 2025 | $3,100,032,026 | 30 | July 7, 2025 |
| October 2026 | $3,301,613,248 | 35 | April 30, 2026 |

Regulatory assets under management: $3,921,292,415 in the October 2021 data and $3,301,613,248 in the October 2026 data, down 16%.
Total employees: 32 in October 2021 and 35 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 10 to 15.

### February 2026
- Registered or notice-filed in NV.

### January 2026
- Added an office in Atlanta, GA.
- Added an office in Nashville, TN.
- Registered or notice-filed in GA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Certuity, LLC (CRD 129505): Form ADV filing data as of October 2026.