{
  "crd_number": 129505,
  "slug": "certuity-llc-north-palm-beach-fl-129505",
  "primary_business_name": "CERTUITY, LLC",
  "legal_name": "CERTUITY, LLC",
  "dbas": [
    "ALTS PLUS",
    "ALTS+",
    "ALTSPLUS",
    "CAMDEN CAPITAL"
  ],
  "city": "North Palm Beach",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "33100",
  "metro": {
    "cbsa_code": "33100",
    "common_name": "Miami",
    "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL",
    "path": "/advisors/fl/miami"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2004-01-02",
  "years_registered": 22,
  "period": "2026-10-01",
  "filing_date": "2026-04-30",
  "carried_forward": false,
  "raum_total": 3301613248.0,
  "raum_discretionary": 2244115009.0,
  "raum_non_discretionary": 1057498239.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 35,
  "advisory_employees": 15,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 32937009.0,
      "count": 51
    },
    "pension_profit_sharing": {
      "raum": 24869901.0,
      "count": 30
    },
    "high_net_worth_individuals": {
      "raum": 2389327643.0,
      "count": 413
    },
    "pooled_investment_vehicles": {
      "raum": 780674826.0,
      "count": 26
    },
    "corporations_other_businesses": {
      "raum": 73803869.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "CT",
    "FL",
    "GA",
    "IL",
    "MD",
    "NJ",
    "NV",
    "NY",
    "OH",
    "PA",
    "TN",
    "TX"
  ],
  "websites": [
    "https://altsplus.com",
    "https://certuity.com",
    "https://facebook.com/people/Certuity/61572507785465",
    "https://instagram.com/certuity",
    "https://linkedin.com/company/certuity",
    "https://x.com/certuity_"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/129505",
  "city_as_filed": "NORTH PALM BEACH",
  "url": "https://advisorcensus.com/firm/certuity-llc-north-palm-beach-fl-129505",
  "display_name": "Certuity, LLC",
  "summary": "Certuity, LLC is an SEC-registered investment advisory firm in North Palm Beach, FL, registered since 2004, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 30, 2026.",
  "citation": "AdvisorCensus. Certuity, LLC (CRD 129505): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Certuity, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Certuity, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees."
    },
    {
      "q": "What does Certuity, LLC's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated March 28, 2026 states: Asset-based fee: 0.3% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Certuity, LLC located?",
      "a": "Certuity, LLC's principal office is in North Palm Beach, FL, according to its Form ADV; the May 2026 filing also lists 5 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Certuity, LLC registered with the SEC or a state?",
      "a": "Certuity, LLC is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 129505."
    },
    {
      "q": "How much does Certuity, LLC manage?",
      "a": "Certuity, LLC reports $3,301,613,248 in regulatory assets under management in its Form ADV filing dated April 30, 2026 (68% discretionary)."
    },
    {
      "q": "How have Certuity, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Certuity, LLC: Regulatory assets under management: $3,921,292,415 in the October 2021 data and $3,301,613,248 in the October 2026 data, down 16%. Total employees: 32 in October 2021 and 35 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Certuity, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (413); individuals (other than high net worth individuals) (51); pension and profit sharing plans (but not the plan participants or government pension plans) (30)."
    },
    {
      "q": "Which custodians does Certuity, LLC use?",
      "a": "Certuity, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Certuity, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/129505"
    },
    {
      "q": "Does Certuity, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 28, 2026 says: \"While Certuity does not impose a minimum portfolio size, certain clients are charged a minimum annual fee.\""
    },
    {
      "q": "What changed in Certuity, LLC's recent Form ADV filings?",
      "a": "In the May 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 3921292415.0,
      "total_employees": 32,
      "filing_date": "2021-08-18"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 4504003393.0,
      "total_employees": 35,
      "filing_date": "2022-09-12"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 3641794448.0,
      "total_employees": 32,
      "filing_date": "2023-09-21"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 3961766158.0,
      "total_employees": 41,
      "filing_date": "2024-09-30"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 3100032026.0,
      "total_employees": 30,
      "filing_date": "2025-07-07"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 3301613248.0,
      "total_employees": 35,
      "filing_date": "2026-04-30"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 10 to 15."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Registered or notice-filed in NV."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "Added an office in Atlanta, GA.",
        "Added an office in Nashville, TN.",
        "Registered or notice-filed in GA."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 28, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.3% to 1.5% a year",
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.3% to 1.5% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "The annual fee varies and is generally between 0.30% and 1.50% depending upon the market value of the assets under management, the Certuity advisor selected and the type of services rendered."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "While Certuity does not impose a minimum portfolio size, certain clients are charged a minimum annual fee."
        ]
      }
    ],
    "quotes": [
      "The annual fee varies and is generally between 0.30% and 1.50% depending upon the market value of the assets under management, the Certuity advisor selected and the type of services rendered.",
      "While Certuity does not impose a minimum portfolio size, certain clients are charged a minimum annual fee."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/certuity-llc-north-palm-beach-fl-129505.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 51,
      "fewer_than_5": false,
      "raum": 32937009.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 413,
      "fewer_than_5": false,
      "raum": 2389327643.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 26,
      "fewer_than_5": false,
      "raum": 780674826.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 30,
      "fewer_than_5": false,
      "raum": 24869901.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 73803869.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/129505",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}