# Certis Capital Management, Inc.

> Certis Capital Management, Inc. is an SEC-registered investment advisory firm in Santa Barbara, CA, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 144290
- Filed as: CERTIS CAPITAL MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Santa Barbara, CA
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/144290
- AdvisorCensus page: https://advisorcensus.com/firm/certis-capital-management-inc-santa-barbara-ca-144290

## Quick answers

**How is Certis Capital Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Certis Capital Management, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Certis Capital Management, Inc. charge?**
Its Form ADV Part 2A brochure dated March 26, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Certis Capital Management, Inc. located?**
Certis Capital Management, Inc.'s principal office is in Santa Barbara, CA, according to its Form ADV.

**Is Certis Capital Management, Inc. registered with the SEC or a state?**
Certis Capital Management, Inc. is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 144290.

**How much does Certis Capital Management, Inc. manage?**
Certis Capital Management, Inc. reports $255,928,370 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (9% discretionary).

**What types of clients does Certis Capital Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (31).

**Which custodians does Certis Capital Management, Inc. use?**
Certis Capital Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Certis Capital Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/144290

**What changed in Certis Capital Management, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 26, 2026)

- Asset-based fee: 1% of assets a year

> For the above services, we are paid an asset -based fee of 1.00% per year for the recommendation and monitoring of the third party advisors and for financial planning services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $255,928,370
- Discretionary: $24,231,847
- Non-discretionary: $231,696,523

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 31 | $255,928,370 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 7 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- certiscapital.com
- certiscapital.sharefile.com

## Changes in the filing (last 12 months)

### April 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Certis Capital Management, Inc. (CRD 144290): Form ADV filing data as of October 2026.