# Cerebrum Financial Services, LLC

> Cerebrum Financial Services, LLC is a state-registered investment advisory firm, registered since 2015, with no regulatory assets under management reported in its Form ADV filing dated March 31, 2026.

- CRD: 167030
- Filed as: CEREBRUM FINANCIAL SERVICES, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Pennsylvania
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/167030
- AdvisorCensus page: https://advisorcensus.com/firm/cerebrum-financial-services-llc-167030

## Quick answers

**How is Cerebrum Financial Services, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Cerebrum Financial Services, LLC reports these compensation arrangements: hourly charges; other.

**Is Cerebrum Financial Services, LLC registered with the SEC or a state?**
Cerebrum Financial Services, LLC is a state-registered investment advisory firm, registered since 2015. Status as filed: APPROVED. CRD 167030.

**Does Cerebrum Financial Services, LLC report any disciplinary disclosures?**
Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation), 11.D(3) (another regulator's finding of causing a business's authorization to be denied, suspended, revoked, or restricted), 11.D(4) (another regulator's order in the past ten years), and 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/167030

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Other

### Advisory services (Item 5.G)
- Financial planning services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2015 (11 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: PA
- Disclosures (Item 11): Reports 4 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(3): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/167030

### Websites listed on Form ADV (Item 1.I)
- LinkedIn @christopher-glover-421b165

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Cerebrum Financial Services, LLC (CRD 167030): Form ADV filing data as of October 2026.