# Centricity Financial LLC

> Centricity Financial LLC is a state-registered investment advisory firm in Newport Beach, CA, registered since 2016, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 13, 2026.

- CRD: 145561
- Filed as: CENTRICITY FINANCIAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Newport Beach, CA
- Filing period: October 2026
- Form ADV filing dated: April 13, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/145561
- AdvisorCensus page: https://advisorcensus.com/firm/centricity-financial-llc-newport-beach-ca-145561

## Quick answers

**How is Centricity Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Centricity Financial LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Centricity Financial LLC located?**
Centricity Financial LLC's principal office is in Newport Beach, CA, according to its Form ADV.

**Is Centricity Financial LLC registered with the SEC or a state?**
Centricity Financial LLC is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 145561.

**How much does Centricity Financial LLC manage?**
Centricity Financial LLC reports $9,100,000 in regulatory assets under management in its Form ADV filing dated April 13, 2026 (7% discretionary).

**What types of clients does Centricity Financial LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (4); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Does Centricity Financial LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/145561

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $9,100,000
- Discretionary: $600,000
- Non-discretionary: $8,500,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $0 |
| High net worth individuals | 4 | $8,500,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $600,000 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2016 (10 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/145561

### Websites listed on Form ADV (Item 1.I)
- centricityfinancial.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Centricity Financial LLC (CRD 145561): Form ADV filing data as of October 2026.