{ "crd_number": 322281, "slug": "central-pine-capital-llc-cedarhurst-ny-322281", "primary_business_name": "CENTRAL PINE CAPITAL, LLC", "legal_name": "CENTRAL PINE CAPITAL, LLC", "dbas": [], "city": "Cedarhurst", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2022-11-21", "years_registered": 3, "period": "2026-10-01", "filing_date": "2026-05-13", "carried_forward": false, "raum_total": 332379112.0, "raum_discretionary": 0.0, "raum_non_discretionary": 332379112.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 5, "advisory_employees": 3, "client_count_bucket": null, "clients_by_type": { "high_net_worth_individuals": { "raum": 332379112.0, "count": 30 } }, "compensation_types": [ "fixed", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "FL", "NY" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/322281", "city_as_filed": "CEDARHURST", "url": "https://advisorcensus.com/firm/central-pine-capital-llc-cedarhurst-ny-322281", "display_name": "Central Pine Capital, LLC", "summary": "Central Pine Capital, LLC is an SEC-registered investment advisory firm in Cedarhurst, NY, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 13, 2026.", "citation": "AdvisorCensus. Central Pine Capital, LLC (CRD 322281): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Central Pine Capital, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Central Pine Capital, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Central Pine Capital, LLC located?", "a": "Central Pine Capital, LLC's principal office is in Cedarhurst, NY, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Central Pine Capital, LLC registered with the SEC or a state?", "a": "Central Pine Capital, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 322281." }, { "q": "How much does Central Pine Capital, LLC manage?", "a": "Central Pine Capital, LLC reports $332,379,112 in regulatory assets under management in its Form ADV filing dated May 13, 2026 (0% discretionary)." }, { "q": "How have Central Pine Capital, LLC's assets and staff changed since 2023?", "a": "In the Form ADV data for Central Pine Capital, LLC: Regulatory assets under management: $180,668,180 in the October 2023 data and $332,379,112 in the October 2026 data, up 84%. Total employees: 2 in October 2023 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Central Pine Capital, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (30)." }, { "q": "Does Central Pine Capital, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/322281" }, { "q": "What changed in Central Pine Capital, LLC's recent Form ADV filings?", "a": "In the June 2026 filing data: Added an office in Hollywood, FL. Registered or notice-filed in FL." } ], "filing_history": [ { "period": "2023-10-01", "regulatory_assets_under_management": 180668180.0, "total_employees": 2, "filing_date": "2023-03-29" }, { "period": "2024-10-01", "regulatory_assets_under_management": 156348497.0, "total_employees": 2, "filing_date": "2024-03-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 201459042.0, "total_employees": 4, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 332379112.0, "total_employees": 5, "filing_date": "2026-05-13" } ], "recent_changes": [ { "period": "2026-06-01", "period_label": "June 2026", "notes": [ "Added an office in Hollywood, FL.", "Registered or notice-filed in FL." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 2 to 3.", "Regulatory assets under management went from $201,459,042 to $332,379,112 (+65%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/central-pine-capital-llc-cedarhurst-ny-322281.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 30, "fewer_than_5": false, "raum": 332379112.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/322281", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }