# Celtic Capital Corporation

> Celtic Capital Corporation is a state-registered investment advisory firm in Bellaire, TX, registered since 2001, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 116707
- Filed as: CELTIC CAPITAL CORPORATION
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Bellaire, TX
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/116707
- AdvisorCensus page: https://advisorcensus.com/firm/celtic-capital-corporation-bellaire-tx-116707

## Quick answers

**How is Celtic Capital Corporation compensated?**
On its Form ADV (Item 5.E, October 2026), Celtic Capital Corporation reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Celtic Capital Corporation located?**
Celtic Capital Corporation's principal office is in Bellaire, TX, according to its Form ADV.

**Is Celtic Capital Corporation registered with the SEC or a state?**
Celtic Capital Corporation is a state-registered investment advisory firm, registered since 2001. Status as filed: APPROVED. CRD 116707.

**How much does Celtic Capital Corporation manage?**
Celtic Capital Corporation reports $6,677,870 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**What types of clients does Celtic Capital Corporation serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (31).

**Does Celtic Capital Corporation report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/116707

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $6,677,870
- Discretionary: $6,677,870
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 31 | $6,677,870 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2001 (25 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- celticcapitalcorp.com
- johnfrankhinrichs.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Celtic Capital Corporation (CRD 116707): Form ADV filing data as of October 2026.