# Ceera Investments, LLC

> Ceera Investments, LLC is an SEC-registered investment advisory firm, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 28, 2026.

- CRD: 135179
- Filed as: CEERA INVESTMENTS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/135179
- AdvisorCensus page: https://advisorcensus.com/firm/ceera-investments-llc-135179

## Quick answers

**How is Ceera Investments, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Ceera Investments, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees.

**How much does Ceera Investments, LLC charge?**
Its Form ADV Part 2A brochure dated March 27, 2026 states: Hourly rate: $300 an hour (consulting situations). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Ceera Investments, LLC registered with the SEC or a state?**
Ceera Investments, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 135179.

**How much does Ceera Investments, LLC manage?**
Ceera Investments, LLC reports $303,748,023 in regulatory assets under management in its Form ADV filing dated March 28, 2026 (100% discretionary).

**How have Ceera Investments, LLC's assets and staff changed since 2021?**
In the Form ADV data for Ceera Investments, LLC: Regulatory assets under management: $160,860,849 in the October 2021 data and $303,748,023 in the October 2026 data, up 89%. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Ceera Investments, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (100); individuals (other than high net worth individuals) (57); pension and profit sharing plans (but not the plan participants or government pension plans) (16).

**Which custodians does Ceera Investments, LLC use?**
Ceera Investments, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Ceera Investments, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/135179

**Does Ceera Investments, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 27, 2026 says: "CEERA’s account size for managed accounts is an expected initial minimum of $1,000,000 in funds and/or securities, including assets across multiple portfolios for a given client." "This minimum may be lowered or increased on a case-by-case basis at CEERA’s discretion."

**What changed in Ceera Investments, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $392,164,492 to $303,748,023 (-23%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> CEERA’s account size for managed accounts is an expected initial minimum of $1,000,000 in funds and/or securities, including assets across multiple portfolios for a given client.

> This minimum may be lowered or increased on a case-by-case basis at CEERA’s discretion.

- Hourly rate: $300 an hour (consulting situations)

> Periodically, for advisory situations where the amount of time and resources cannot be clearly determined upfront, an hourly or a fixed negotiable retainer fee arrangement may be available. The negotiable hourly fee is up to $300 and is paid after the consultations.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $303,748,023
- Discretionary: $303,748,023
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 57 | $23,344,521 |
| High net worth individuals | 100 | $238,892,564 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 16 | $15,185,584 |
| Charitable organizations | 3 | $10,149,141 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 11 | $16,176,213 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2021 (5 years)
- Employees: 6 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NJ, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Bellaire, TX

### Websites listed on Form ADV (Item 1.I)
- ceera.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $160,860,849 | 5 | March 23, 2021 |
| October 2022 | $262,769,640 | 7 | March 31, 2022 |
| October 2023 | $252,647,027 | 5 | March 31, 2023 |
| October 2024 | $328,421,307 | 5 | April 1, 2024 |
| October 2025 | $392,164,492 | 5 | March 29, 2025 |
| October 2026 | $303,748,023 | 6 | March 28, 2026 |

Regulatory assets under management: $160,860,849 in the October 2021 data and $303,748,023 in the October 2026 data, up 89%.
Total employees: 5 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $392,164,492 to $303,748,023 (-23%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ceera Investments, LLC (CRD 135179): Form ADV filing data as of October 2026.