{ "crd_number": 299786, "slug": "ce-investment-management-llc-oklahoma-city-ok-299786", "primary_business_name": "CE INVESTMENT MANAGEMENT, LLC", "legal_name": "CE INVESTMENT MANAGEMENT, LLC", "dbas": [], "city": "Oklahoma City", "state": "OK", "country": "United States", "cbsa_code": "36420", "metro": { "cbsa_code": "36420", "common_name": "Oklahoma City", "msa_name": "Oklahoma City, OK", "path": "/advisors/ok/oklahoma-city" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2019-06-18", "years_registered": 7, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 5907573125.0, "raum_discretionary": 5907573125.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 17, "advisory_employees": 17, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 95370322.0, "count": null, "fewer_than_5": true }, "insurance_companies": { "raum": 5683167405.0, "count": null, "fewer_than_5": true }, "corporations_other_businesses": { "raum": 129035398.0, "count": null, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "NY", "OK" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/299786", "city_as_filed": "OKLAHOMA CITY", "url": "https://advisorcensus.com/firm/ce-investment-management-llc-oklahoma-city-ok-299786", "display_name": "CE Investment Management, LLC", "summary": "CE Investment Management, LLC is an SEC-registered investment advisory firm in Oklahoma City, OK, registered since 2019, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. CE Investment Management, LLC (CRD 299786): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is CE Investment Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), CE Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is CE Investment Management, LLC located?", "a": "CE Investment Management, LLC's principal office is in Oklahoma City, OK, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is CE Investment Management, LLC registered with the SEC or a state?", "a": "CE Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 299786." }, { "q": "How much does CE Investment Management, LLC manage?", "a": "CE Investment Management, LLC reports $5,907,573,125 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)." }, { "q": "How have CE Investment Management, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for CE Investment Management, LLC: Regulatory assets under management: $6,406,074,948 in the October 2021 data and $5,907,573,125 in the October 2026 data, down 8%. Total employees: 13 in October 2021 and 17 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "Which custodians does CE Investment Management, LLC use?", "a": "CE Investment Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists U.S. Bank N.A. and UMB Financial Services as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does CE Investment Management, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/299786" }, { "q": "What changed in CE Investment Management, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Registered or notice-filed in NY." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 6406074948.0, "total_employees": 13, "filing_date": "2021-09-24" }, { "period": "2022-10-01", "regulatory_assets_under_management": 6458808312.0, "total_employees": 13, "filing_date": "2022-03-30" }, { "period": "2023-10-01", "regulatory_assets_under_management": 5373195683.0, "total_employees": 17, "filing_date": "2023-03-28" }, { "period": "2024-10-01", "regulatory_assets_under_management": 6272435135.0, "total_employees": 17, "filing_date": "2024-03-22" }, { "period": "2025-10-01", "regulatory_assets_under_management": 5684600555.0, "total_employees": 17, "filing_date": "2025-03-27" }, { "period": "2026-10-01", "regulatory_assets_under_management": 5907573125.0, "total_employees": 17, "filing_date": "2026-03-30" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Registered or notice-filed in NY." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "U.S. Bank N.A.", "name_as_filed": "U.S. BANK N.A.", "affiliated": false }, { "name": "UMB Financial Services", "name_as_filed": "UMB FINANCIAL SERVICES", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/ce-investment-management-llc-oklahoma-city-ok-299786.md", "clients": [ { "type": "charitable", "label": "Charitable organizations", "count": null, "fewer_than_5": true, "raum": 95370322.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": null, "fewer_than_5": true, "raum": 5683167405.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": null, "fewer_than_5": true, "raum": 129035398.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/299786", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }