{ "crd_number": 301887, "slug": "ccm-new-opportunities-llc-merriam-ks-301887", "primary_business_name": "CCM NEW OPPORTUNITIES, LLC", "legal_name": "CCM NEW OPPORTUNITIES, LLC", "dbas": [], "city": "Merriam", "state": "KS", "country": "United States", "cbsa_code": "28140", "metro": { "cbsa_code": "28140", "common_name": "Kansas City", "msa_name": "Kansas City, MO-KS", "path": "/advisors/mo/kansas-city" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2019-05-13", "years_registered": 7, "period": "2026-10-01", "filing_date": "2026-03-23", "carried_forward": false, "raum_total": 1296970.0, "raum_discretionary": 1296970.0, "raum_non_discretionary": 0.0, "raum_band": "under_25m", "raum_band_label": "Under $25 million", "total_employees": 4, "advisory_employees": 4, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other_investment_advisers": { "raum": 1296970.0, "count": null, "fewer_than_5": true } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "KS" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/301887", "city_as_filed": "MERRIAM", "url": "https://advisorcensus.com/firm/ccm-new-opportunities-llc-merriam-ks-301887", "display_name": "CCM New Opportunities, LLC", "summary": "CCM New Opportunities, LLC is an SEC-registered investment advisory firm in Merriam, KS, registered since 2019, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.", "citation": "AdvisorCensus. CCM New Opportunities, LLC (CRD 301887): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is CCM New Opportunities, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), CCM New Opportunities, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is CCM New Opportunities, LLC located?", "a": "CCM New Opportunities, LLC's principal office is in Merriam, KS, according to its Form ADV." }, { "q": "Is CCM New Opportunities, LLC registered with the SEC or a state?", "a": "CCM New Opportunities, LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 301887." }, { "q": "How much does CCM New Opportunities, LLC manage?", "a": "CCM New Opportunities, LLC reports $1,296,970 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary)." }, { "q": "How have CCM New Opportunities, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for CCM New Opportunities, LLC: Regulatory assets under management: $99,971 in the October 2021 data and $1,296,970 in the October 2026 data, up 1197%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "Which custodians does CCM New Opportunities, LLC use?", "a": "CCM New Opportunities, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists UMB Bank, N.A. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does CCM New Opportunities, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/301887" } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 99971.0, "total_employees": 3, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1200279.0, "total_employees": 3, "filing_date": "2022-03-25" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1237641.0, "total_employees": 3, "filing_date": "2023-09-08" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1253415.0, "total_employees": 3, "filing_date": "2024-03-25" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1268790.0, "total_employees": 4, "filing_date": "2025-03-17" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1296970.0, "total_employees": 4, "filing_date": "2026-03-23" } ], "recent_changes": [], "fees_from_brochure": null, "custodians": [ { "name": "UMB Bank, N.A.", "name_as_filed": "UMB BANK, N.A.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/ccm-new-opportunities-llc-merriam-ks-301887.md", "clients": [ { "type": "other_investment_advisers", "label": "Other investment advisers", "count": null, "fewer_than_5": true, "raum": 1296970.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/301887", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }