# CBG & Company, Inc.

> CBG & Company, Inc. is an SEC-registered investment advisory firm in Fishers, IN, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 18, 2026.

- CRD: 149225
- Filed as: CBG & COMPANY, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Fishers, IN
- Filing period: October 2026
- Form ADV filing dated: March 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/149225
- AdvisorCensus page: https://advisorcensus.com/firm/cbg-and-company-inc-fishers-in-149225

## Quick answers

**How is CBG & Company, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), CBG & Company, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is CBG & Company, Inc. located?**
CBG & Company, Inc.'s principal office is in Fishers, IN, according to its Form ADV.

**Is CBG & Company, Inc. registered with the SEC or a state?**
CBG & Company, Inc. is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 149225.

**How much does CBG & Company, Inc. manage?**
CBG & Company, Inc. reports $270,678,780 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (100% discretionary).

**How have CBG & Company, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for CBG & Company, Inc.: Regulatory assets under management: $167,253,269 in the October 2021 data and $270,678,780 in the October 2026 data, up 62%. Total employees: 8 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does CBG & Company, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (114); pension and profit sharing plans (but not the plan participants or government pension plans) (50); individuals (other than high net worth individuals) (47).

**Which custodians does CBG & Company, Inc. use?**
CBG & Company, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Morgan Stanley & Co. LLC as custodians holding 10% or more of its separately managed account assets.

**Does CBG & Company, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/149225

**Does CBG & Company, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 18, 2026 says: "In general, we require a minimum of $100,000 to open and maintain an advisory account. At our discretion, we will waive this minimum account size."

**What changed in CBG & Company, Inc.'s recent Form ADV filings?**
In the December 2025 filing data: Registered or notice-filed in NY.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 18, 2026)

- Account minimum: $100,000 (the brochure says it may be waived or negotiated)

> In general, we require a minimum of $100,000 to open and maintain an advisory account. At our discretion, we will waive this minimum account size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Morgan Stanley & Co. LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $270,678,780
- Discretionary: $270,678,780
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 47 | $13,420,373 |
| High net worth individuals | 114 | $195,180,792 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 50 | $62,077,615 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2018 (8 years)
- Employees: 9 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, FL, GA, IA, IL, IN, LA, MA, MI, NH, NY, OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- cbgfinancialplanning.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $167,253,269 | 8 | March 25, 2021 |
| October 2022 | $192,529,687 | 10 | May 2, 2022 |
| October 2023 | $195,966,983 | 10 | March 9, 2023 |
| October 2024 | $219,737,973 | 9 | March 20, 2024 |
| October 2025 | $252,079,191 | 9 | March 7, 2025 |
| October 2026 | $270,678,780 | 9 | March 18, 2026 |

Regulatory assets under management: $167,253,269 in the October 2021 data and $270,678,780 in the October 2026 data, up 62%.
Total employees: 8 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### December 2025
- Registered or notice-filed in NY.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. CBG & Company, Inc. (CRD 149225): Form ADV filing data as of October 2026.