# CB3 Financial Group, Inc.

> CB3 Financial Group, Inc. is a state-registered investment advisory firm, registered since 2018, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 14, 2025.

- CRD: 159156
- Filed as: CB3 FINANCIAL GROUP, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Illinois
- Filing period: October 2026
- Form ADV filing dated: August 14, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/159156
- AdvisorCensus page: https://advisorcensus.com/firm/cb3-financial-group-inc-159156

## Quick answers

**How is CB3 Financial Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), CB3 Financial Group, Inc. reports these compensation arrangements: a percentage of assets under its management.

**Is CB3 Financial Group, Inc. registered with the SEC or a state?**
CB3 Financial Group, Inc. is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 159156.

**How much does CB3 Financial Group, Inc. manage?**
CB3 Financial Group, Inc. reports $29,500,000 in regulatory assets under management in its Form ADV filing dated August 14, 2025 (100% discretionary).

**What types of clients does CB3 Financial Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (25); high net worth individuals (10).

**Does CB3 Financial Group, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/159156

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $29,500,000
- Discretionary: $29,500,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 25 | $13,000,000 |
| High net worth individuals | 10 | $16,500,000 |
| Investment companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2018 (8 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- cb3financial.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. CB3 Financial Group, Inc. (CRD 159156): Form ADV filing data as of October 2026.