# CAZ Investments Registered Adviser LLC

> CAZ Investments Registered Adviser LLC is an SEC-registered investment advisory firm in Houston, TX, registered since 2023, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 11, 2026.

- CRD: 327614
- Filed as: CAZ INVESTMENTS REGISTERED ADVISER LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Houston, TX
- Filing period: October 2026
- Form ADV filing dated: March 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/327614
- AdvisorCensus page: https://advisorcensus.com/firm/caz-investments-registered-adviser-llc-houston-tx-327614

## Quick answers

**How is CAZ Investments Registered Adviser LLC compensated?**
On its Form ADV (Item 5.E, October 2026), CAZ Investments Registered Adviser LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is CAZ Investments Registered Adviser LLC located?**
CAZ Investments Registered Adviser LLC's principal office is in Houston, TX, according to its Form ADV.

**Is CAZ Investments Registered Adviser LLC registered with the SEC or a state?**
CAZ Investments Registered Adviser LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 327614.

**How much does CAZ Investments Registered Adviser LLC manage?**
CAZ Investments Registered Adviser LLC reports $540,556,877 in regulatory assets under management in its Form ADV filing dated March 11, 2026 (100% discretionary).

**How have CAZ Investments Registered Adviser LLC's assets and staff changed since 2023?**
In the Form ADV data for CAZ Investments Registered Adviser LLC: Regulatory assets under management: $0 in the October 2023 data and $540,556,877 in the October 2026 data. Total employees: 45 in October 2023 and 83 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does CAZ Investments Registered Adviser LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (1).

**Does CAZ Investments Registered Adviser LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/327614

**What changed in CAZ Investments Registered Adviser LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $179,854,298 to $540,556,877 (+201%). Employees performing advisory functions went from 56 to 68.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $540,556,877
- Discretionary: $540,556,877
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $540,556,877 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2023 (3 years)
- Employees: 83 total, 68 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $0 | 45 | September 28, 2023 |
| October 2024 | $53,024,980 | 45 | June 3, 2024 |
| October 2025 | $179,854,298 | 63 | March 27, 2025 |
| October 2026 | $540,556,877 | 83 | March 11, 2026 |

Regulatory assets under management: $0 in the October 2023 data and $540,556,877 in the October 2026 data.
Total employees: 45 in October 2023 and 83 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $179,854,298 to $540,556,877 (+201%).
- Employees performing advisory functions went from 56 to 68.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. CAZ Investments Registered Adviser LLC (CRD 327614): Form ADV filing data as of October 2026.