{ "crd_number": 113931, "slug": "caz-investments-l-p-houston-tx-113931", "primary_business_name": "CAZ INVESTMENTS L.P.", "legal_name": "CAZ INVESTMENTS L.P.", "dbas": [], "city": "Houston", "state": "TX", "country": "United States", "cbsa_code": "26420", "metro": { "cbsa_code": "26420", "common_name": "Houston", "msa_name": "Houston-Pasadena-The Woodlands, TX", "path": "/advisors/tx/houston" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2001-09-27", "years_registered": 25, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 10830341793.0, "raum_discretionary": 10830341793.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 83, "advisory_employees": 68, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 10830341793.0, "count": 103 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "TX" ], "websites": [ "https://cazinvestments.com", "https://linkedin.com/company/caz-investments-lp/about" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/113931", "city_as_filed": "HOUSTON", "url": "https://advisorcensus.com/firm/caz-investments-l-p-houston-tx-113931", "display_name": "CAZ Investments L.P.", "summary": "CAZ Investments L.P. is an SEC-registered investment advisory firm in Houston, TX, registered since 2001, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. CAZ Investments L.P. (CRD 113931): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is CAZ Investments L.P. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), CAZ Investments L.P. reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is CAZ Investments L.P. located?", "a": "CAZ Investments L.P.'s principal office is in Houston, TX, according to its Form ADV." }, { "q": "Is CAZ Investments L.P. registered with the SEC or a state?", "a": "CAZ Investments L.P. is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 113931." }, { "q": "How much does CAZ Investments L.P. manage?", "a": "CAZ Investments L.P. reports $10,830,341,793 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)." }, { "q": "How have CAZ Investments L.P.'s assets and staff changed since 2021?", "a": "In the Form ADV data for CAZ Investments L.P.: Regulatory assets under management: $1,962,125,375 in the October 2021 data and $10,830,341,793 in the October 2026 data, up 452%. Total employees: 12 in October 2021 and 83 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does CAZ Investments L.P. serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (103)." }, { "q": "Does CAZ Investments L.P. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/113931" }, { "q": "What changed in CAZ Investments L.P.'s recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 56 to 68. Regulatory assets under management went from $8,653,972,299 to $10,830,341,793 (+25%). No longer lists an office in Denver, CO." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1962125375.0, "total_employees": 12, "filing_date": "2021-06-08" }, { "period": "2022-10-01", "regulatory_assets_under_management": 2807452860.0, "total_employees": 28, "filing_date": "2022-03-09" }, { "period": "2023-10-01", "regulatory_assets_under_management": 5015915036.0, "total_employees": 33, "filing_date": "2023-09-29" }, { "period": "2024-10-01", "regulatory_assets_under_management": 6402686432.0, "total_employees": 48, "filing_date": "2024-03-27" }, { "period": "2025-10-01", "regulatory_assets_under_management": 8653972299.0, "total_employees": 63, "filing_date": "2025-03-27" }, { "period": "2026-10-01", "regulatory_assets_under_management": 10830341793.0, "total_employees": 83, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 56 to 68.", "Regulatory assets under management went from $8,653,972,299 to $10,830,341,793 (+25%).", "No longer lists an office in Denver, CO." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/caz-investments-l-p-houston-tx-113931.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 103, "fewer_than_5": false, "raum": 10830341793.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/113931", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }