{
  "crd_number": 333153,
  "slug": "caxton-associates-llp-london-333153",
  "primary_business_name": "CAXTON ASSOCIATES LLP",
  "legal_name": "CAXTON ASSOCIATES LLP",
  "dbas": [],
  "city": "London",
  "state": null,
  "country": "United Kingdom",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2026-06-23",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-09-18",
  "carried_forward": false,
  "raum_total": 71557546999.0,
  "raum_discretionary": 71557546999.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 130,
  "advisory_employees": 55,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 7271867293.0,
      "count": null,
      "description": "EXTERNAL MULTI ADVISOR FUND",
      "fewer_than_5": true
    },
    "pooled_investment_vehicles": {
      "raum": 64285679706.0,
      "count": 19
    }
  },
  "compensation_types": [
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "NY"
  ],
  "websites": [
    "https://caxton.com",
    "https://linkedin.com/company/caxton-associates"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/333153",
  "city_as_filed": "LONDON",
  "url": "https://advisorcensus.com/firm/caxton-associates-llp-london-333153",
  "display_name": "Caxton Associates LLP",
  "summary": "Caxton Associates LLP is an SEC-registered investment advisory firm in London, United Kingdom, registered since 2026, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 18, 2026.",
  "citation": "AdvisorCensus. Caxton Associates LLP (CRD 333153): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for pooled investment vehicles (other than investment companies)"
  ],
  "quick_answers": [
    {
      "q": "How is Caxton Associates LLP compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Caxton Associates LLP reports these compensation arrangements: a percentage of assets under its management; other."
    },
    {
      "q": "How much does Caxton Associates LLP charge?",
      "a": "Its Form ADV Part 2A brochure dated May 21, 2026 states: Asset-based fee: up to 2.4% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Caxton Associates LLP located?",
      "a": "Caxton Associates LLP's principal office is in London, United Kingdom, according to its Form ADV."
    },
    {
      "q": "Is Caxton Associates LLP registered with the SEC or a state?",
      "a": "Caxton Associates LLP is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 333153."
    },
    {
      "q": "How much does Caxton Associates LLP manage?",
      "a": "Caxton Associates LLP reports $71,557,546,999 in regulatory assets under management in its Form ADV filing dated September 18, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Caxton Associates LLP serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (19)."
    },
    {
      "q": "Which custodians does Caxton Associates LLP use?",
      "a": "Caxton Associates LLP's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Citigroup Global Markets Inc as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Caxton Associates LLP report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/333153"
    },
    {
      "q": "What changed in Caxton Associates LLP's recent Form ADV filings?",
      "a": "In the June 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2025-06-30"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 71557546999.0,
      "total_employees": 130,
      "filing_date": "2026-09-18"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated May 21, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "2.4% of assets a year",
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 2.4% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "With respect to the Caxton Master Fund Clients and their feeder funds, the annual management fees are up to 2.4% of assets under management."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": 2.4,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "With respect to the Caxton Master Fund Clients and their feeder funds, the annual management fees are up to 2.4% of assets under management."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Citigroup Global Markets Inc",
      "name_as_filed": "CITIGROUP GLOBAL MARKETS INC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/caxton-associates-llp-london-333153.md",
  "clients": [
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 19,
      "fewer_than_5": false,
      "raum": 64285679706.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": null,
      "fewer_than_5": true,
      "raum": 7271867293.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/333153",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}