{
  "crd_number": 333152,
  "slug": "caxton-asset-management-difc-limited-dubai-difc-333152",
  "primary_business_name": "CAXTON ASSET MANAGEMENT (DIFC) LIMITED",
  "legal_name": "CAXTON ASSET MANAGEMENT (DIFC) LIMITED",
  "dbas": [],
  "city": "Dubai, Difc",
  "state": null,
  "country": "United Arab Emirates",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "exempt",
  "registration_status": "ERA - Active",
  "registration_date": "2025-01-15",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-06-11",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": null,
  "advisory_employees": null,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [],
  "advisory_activities": [],
  "wrap_fee_participant": null,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [
    "https://caxton.com",
    "https://linkedin.com/company/caxton-associates"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/333152",
  "city_as_filed": "DUBAI, DIFC",
  "url": "https://advisorcensus.com/firm/caxton-asset-management-difc-limited-dubai-difc-333152",
  "display_name": "Caxton Asset Management (Difc) Limited",
  "summary": "Caxton Asset Management (Difc) Limited is an exempt reporting adviser in Dubai, Difc, United Arab Emirates, filing reports since 2025. Exempt reporting advisers do not report regulatory assets under management on Form ADV.",
  "citation": "AdvisorCensus. Caxton Asset Management (Difc) Limited (CRD 333152): Form ADV filing data as of October 2026.",
  "registration_type_label": "Exempt reporting adviser",
  "compensation_labels": [],
  "advisory_activity_labels": [],
  "quick_answers": [
    {
      "q": "Where is Caxton Asset Management (Difc) Limited located?",
      "a": "Caxton Asset Management (Difc) Limited's principal office is in Dubai, Difc, United Arab Emirates, according to its Form ADV."
    },
    {
      "q": "How does Caxton Asset Management (Difc) Limited report to regulators?",
      "a": "Caxton Asset Management (Difc) Limited is an exempt reporting adviser, filing reports since 2025. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 333152."
    },
    {
      "q": "Does Caxton Asset Management (Difc) Limited report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/333152"
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2025-05-30"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2026-06-11"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/caxton-asset-management-difc-limited-dubai-difc-333152.md",
  "clients": [],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/333152",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}