# Caviness Wealth Management, LLC

> Caviness Wealth Management, LLC is a state-registered investment advisory firm in Dallas, TX, registered since 2014, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated January 30, 2026.

- CRD: 172091
- Filed as: CAVINESS WEALTH MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Dallas, TX
- Filing period: October 2026
- Form ADV filing dated: January 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/172091
- AdvisorCensus page: https://advisorcensus.com/firm/caviness-wealth-management-llc-dallas-tx-172091

## Quick answers

**How is Caviness Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Caviness Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Caviness Wealth Management, LLC located?**
Caviness Wealth Management, LLC's principal office is in Dallas, TX, according to its Form ADV.

**Is Caviness Wealth Management, LLC registered with the SEC or a state?**
Caviness Wealth Management, LLC is a state-registered investment advisory firm, registered since 2014. Status as filed: APPROVED. CRD 172091.

**How much does Caviness Wealth Management, LLC manage?**
Caviness Wealth Management, LLC reports $59,010,452 in regulatory assets under management in its Form ADV filing dated January 30, 2026 (100% discretionary).

**What types of clients does Caviness Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (116); high net worth individuals (44); corporations or other businesses not listed above (4).

**Does Caviness Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/172091

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $59,010,452
- Discretionary: $59,010,452
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 116 | $19,265,963 |
| High net worth individuals | 44 | $35,379,782 |
| Corporations or other businesses not listed above | 4 | $4,364,707 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2014 (12 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- cavinesswealth.com
- Facebook @CAVINESSWEALTHMANAGEMENT
- LinkedIn @DCAVINESS
- X @CAVINESSWEALTH

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Caviness Wealth Management, LLC (CRD 172091): Form ADV filing data as of October 2026.