# Causey Wealth LLC

> Causey Wealth LLC is an SEC-registered investment advisory firm in Greenwood Village, CO, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 6, 2026.

- CRD: 331134
- Filed as: CAUSEY WEALTH LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Greenwood Village, CO
- Filing period: October 2026
- Form ADV filing dated: April 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/331134
- AdvisorCensus page: https://advisorcensus.com/firm/causey-wealth-llc-greenwood-village-co-331134

## Quick answers

**How is Causey Wealth LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Causey Wealth LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Causey Wealth LLC charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Up to $1,500,000: 1% a year; $1,500,000 to $3,000,000: 0.85% a year; $3,000,000 to $5,000,000: 0.75% a year; $5,000,000 to $10,000,000: 0.6% a year; Above $10,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Causey Wealth LLC located?**
Causey Wealth LLC's principal office is in Greenwood Village, CO, according to its Form ADV.

**Is Causey Wealth LLC registered with the SEC or a state?**
Causey Wealth LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 331134.

**How much does Causey Wealth LLC manage?**
Causey Wealth LLC reports $393,201,010 in regulatory assets under management in its Form ADV filing dated April 6, 2026 (93% discretionary).

**How have Causey Wealth LLC's assets and staff changed since 2024?**
In the Form ADV data for Causey Wealth LLC: Regulatory assets under management: $292,542,974 in the October 2024 data and $393,201,010 in the October 2026 data, up 34%. Total employees: 6 in October 2024 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Causey Wealth LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (96); high net worth individuals (89).

**Which custodians does Causey Wealth LLC use?**
Causey Wealth LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Causey Wealth LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/331134

**Does Causey Wealth LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 30, 2026 says: "Causey Wealth LLC does not have any minimum requirements for opening or maintaining an account."

**What changed in Causey Wealth LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $332,338,634 to $393,201,010 (+18%). Employees performing advisory functions went from 6 to 7.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Up to $1,500,000: 1% a year
- $1,500,000 to $3,000,000: 0.85% a year
- $3,000,000 to $5,000,000: 0.75% a year
- $5,000,000 to $10,000,000: 0.6% a year
- Above $10,000,000: 0.5% a year

> Our standard advisory fee schedule is as follows: Average Portfolio Value ($) Annual Rate $0 - $1,500,000 1.00% $1,500,000 - $3,000,000 0.85% $3,000,000 - $5,000,000 0.75% $5,000,000 - $10,000,000 0.60% $10,000,000 0.50%

- Account minimum: None

> Causey Wealth LLC does not have any minimum requirements for opening or maintaining an account.

- Minimum annual fee: $15,000

> The minimum annual fee is $15,000. Fees may be reduced or modified based on the nature, complexity, and scope of services provided.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $393,201,010
- Discretionary: $365,974,929
- Non-discretionary: $27,226,081

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 96 | $28,115,373 |
| High net worth individuals | 89 | $365,085,637 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2024 (2 years)
- Employees: 7 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- causeywealth.com
- LinkedIn @causeywealth

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $292,542,974 | 6 | June 7, 2024 |
| October 2025 | $332,338,634 | 6 | July 22, 2025 |
| October 2026 | $393,201,010 | 7 | April 6, 2026 |

Regulatory assets under management: $292,542,974 in the October 2024 data and $393,201,010 in the October 2026 data, up 34%.
Total employees: 6 in October 2024 and 7 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $332,338,634 to $393,201,010 (+18%).
- Employees performing advisory functions went from 6 to 7.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Causey Wealth LLC (CRD 331134): Form ADV filing data as of October 2026.