{
  "crd_number": 331134,
  "slug": "causey-wealth-llc-greenwood-village-co-331134",
  "primary_business_name": "CAUSEY WEALTH LLC",
  "legal_name": "CAUSEY WEALTH LLC",
  "dbas": [],
  "city": "Greenwood Village",
  "state": "CO",
  "country": "United States",
  "cbsa_code": "19740",
  "metro": {
    "cbsa_code": "19740",
    "common_name": "Denver",
    "msa_name": "Denver-Aurora-Centennial, CO",
    "path": "/advisors/co/denver"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-06-12",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-04-06",
  "carried_forward": false,
  "raum_total": 393201010.0,
  "raum_discretionary": 365974929.0,
  "raum_non_discretionary": 27226081.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 7,
  "advisory_employees": 7,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 28115373.0,
      "count": 96
    },
    "high_net_worth_individuals": {
      "raum": 365085637.0,
      "count": 89
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CO",
    "NY",
    "TX"
  ],
  "websites": [
    "https://causeywealth.com",
    "https://linkedin.com/company/causeywealth"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/331134",
  "city_as_filed": "GREENWOOD VILLAGE",
  "url": "https://advisorcensus.com/firm/causey-wealth-llc-greenwood-village-co-331134",
  "display_name": "Causey Wealth LLC",
  "summary": "Causey Wealth LLC is an SEC-registered investment advisory firm in Greenwood Village, CO, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 6, 2026.",
  "citation": "AdvisorCensus. Causey Wealth LLC (CRD 331134): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Causey Wealth LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Causey Wealth LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Causey Wealth LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 states: Up to $1,500,000: 1% a year; $1,500,000 to $3,000,000: 0.85% a year; $3,000,000 to $5,000,000: 0.75% a year; $5,000,000 to $10,000,000: 0.6% a year; Above $10,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Causey Wealth LLC located?",
      "a": "Causey Wealth LLC's principal office is in Greenwood Village, CO, according to its Form ADV."
    },
    {
      "q": "Is Causey Wealth LLC registered with the SEC or a state?",
      "a": "Causey Wealth LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 331134."
    },
    {
      "q": "How much does Causey Wealth LLC manage?",
      "a": "Causey Wealth LLC reports $393,201,010 in regulatory assets under management in its Form ADV filing dated April 6, 2026 (93% discretionary)."
    },
    {
      "q": "How have Causey Wealth LLC's assets and staff changed since 2024?",
      "a": "In the Form ADV data for Causey Wealth LLC: Regulatory assets under management: $292,542,974 in the October 2024 data and $393,201,010 in the October 2026 data, up 34%. Total employees: 6 in October 2024 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Causey Wealth LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (96); high net worth individuals (89)."
    },
    {
      "q": "Which custodians does Causey Wealth LLC use?",
      "a": "Causey Wealth LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Causey Wealth LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/331134"
    },
    {
      "q": "Does Causey Wealth LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 says: \"Causey Wealth LLC does not have any minimum requirements for opening or maintaining an account.\""
    },
    {
      "q": "What changed in Causey Wealth LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $332,338,634 to $393,201,010 (+18%). Employees performing advisory functions went from 6 to 7."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 292542974.0,
      "total_employees": 6,
      "filing_date": "2024-06-07"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 332338634.0,
      "total_employees": 6,
      "filing_date": "2025-07-22"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 393201010.0,
      "total_employees": 7,
      "filing_date": "2026-04-06"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $332,338,634 to $393,201,010 (+18%).",
        "Employees performing advisory functions went from 6 to 7."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 30, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $1,500,000",
        "rate": "1%"
      },
      {
        "band": "$1,500,000 to $3,000,000",
        "rate": "0.85%"
      },
      {
        "band": "$3,000,000 to $5,000,000",
        "rate": "0.75%"
      },
      {
        "band": "$5,000,000 to $10,000,000",
        "rate": "0.6%"
      },
      {
        "band": "Above $10,000,000",
        "rate": "0.5%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "$15,000",
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $1,500,000: 1% a year",
          "$1,500,000 to $3,000,000: 0.85% a year",
          "$3,000,000 to $5,000,000: 0.75% a year",
          "$5,000,000 to $10,000,000: 0.6% a year",
          "Above $10,000,000: 0.5% a year"
        ],
        "quotes": [
          "Our standard advisory fee schedule is as follows: Average Portfolio Value ($) Annual Rate $0 - $1,500,000 1.00% $1,500,000 - $3,000,000 0.85% $3,000,000 - $5,000,000 0.75% $5,000,000 - $10,000,000 0.60% $10,000,000 0.50%"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "Causey Wealth LLC does not have any minimum requirements for opening or maintaining an account."
        ]
      },
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: $15,000"
        ],
        "quotes": [
          "The minimum annual fee is $15,000. Fees may be reduced or modified based on the nature, complexity, and scope of services provided."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 1500000.0,
          "rate_pct": 1.0
        },
        {
          "min": 1500000.0,
          "max": 3000000.0,
          "rate_pct": 0.85
        },
        {
          "min": 3000000.0,
          "max": 5000000.0,
          "rate_pct": 0.75
        },
        {
          "min": 5000000.0,
          "max": 10000000.0,
          "rate_pct": 0.6
        },
        {
          "min": 10000000.0,
          "max": null,
          "rate_pct": 0.5
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": 15000.0,
      "planning": []
    },
    "quotes": [
      "Our standard advisory fee schedule is as follows: Average Portfolio Value ($) Annual Rate $0 - $1,500,000 1.00% $1,500,000 - $3,000,000 0.85% $3,000,000 - $5,000,000 0.75% $5,000,000 - $10,000,000 0.60% $10,000,000 0.50%",
      "Causey Wealth LLC does not have any minimum requirements for opening or maintaining an account.",
      "The minimum annual fee is $15,000. Fees may be reduced or modified based on the nature, complexity, and scope of services provided."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/causey-wealth-llc-greenwood-village-co-331134.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 96,
      "fewer_than_5": false,
      "raum": 28115373.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 89,
      "fewer_than_5": false,
      "raum": 365085637.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/331134",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}