# Causey Public Finance

> Causey Public Finance is an SEC-registered investment advisory firm, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 332123
- Filed as: CAUSEY PUBLIC FINANCE
- Legal name: Causey Public Finance LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/332123
- AdvisorCensus page: https://advisorcensus.com/firm/causey-public-finance-332123

## Quick answers

**How is Causey Public Finance compensated?**
On its Form ADV (Item 5.E, October 2026), Causey Public Finance reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Causey Public Finance registered with the SEC or a state?**
Causey Public Finance is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 332123.

**How much does Causey Public Finance manage?**
Causey Public Finance reports $430,900,615 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (46% discretionary).

**How have Causey Public Finance's assets and staff changed since 2024?**
In the Form ADV data for Causey Public Finance: Regulatory assets under management: $1,369,880,019 in the October 2024 data and $430,900,615 in the October 2026 data, down 69%. Total employees: 15 in October 2024 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Causey Public Finance serve?**
By number of clients on Form ADV Item 5.D: state or municipal government entities (including government pension plans) (11); high net worth individuals (6).

**Does Causey Public Finance report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/332123

**What changed in Causey Public Finance's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 10 to 2.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $430,900,615
- Discretionary: $199,208,988
- Non-discretionary: $231,691,627

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 6 | $7,955,861 |
| State or municipal government entities (including government pension plans) | 11 | $422,944,754 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2024 (2 years)
- Employees: 16 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, FL, LA, MT, TN, TX, VI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Denver, CO

### Websites listed on Form ADV (Item 1.I)
- causeypf.com
- causeypublicfinance.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $1,369,880,019 | 15 | August 28, 2024 |
| October 2025 | $415,765,077 | 15 | March 25, 2025 |
| October 2026 | $430,900,615 | 16 | March 25, 2026 |

Regulatory assets under management: $1,369,880,019 in the October 2024 data and $430,900,615 in the October 2026 data, down 69%.
Total employees: 15 in October 2024 and 16 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 10 to 2.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Causey Public Finance (CRD 332123): Form ADV filing data as of October 2026.