{
  "crd_number": 332123,
  "slug": "causey-public-finance-332123",
  "primary_business_name": "CAUSEY PUBLIC FINANCE",
  "legal_name": "CAUSEY PUBLIC FINANCE LLC",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-08-30",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-03-25",
  "carried_forward": false,
  "raum_total": 430900615.0,
  "raum_discretionary": 199208988.0,
  "raum_non_discretionary": 231691627.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 16,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "state_municipal": {
      "raum": 422944754.0,
      "count": 11
    },
    "high_net_worth_individuals": {
      "raum": 7955861.0,
      "count": 6
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CO",
    "FL",
    "LA",
    "MT",
    "TN",
    "TX",
    "VI"
  ],
  "websites": [
    "https://causeypf.com",
    "https://causeypublicfinance.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/332123",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/causey-public-finance-332123",
  "display_name": "Causey Public Finance",
  "summary": "Causey Public Finance is an SEC-registered investment advisory firm, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.",
  "citation": "AdvisorCensus. Causey Public Finance (CRD 332123): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Causey Public Finance compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Causey Public Finance reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Is Causey Public Finance registered with the SEC or a state?",
      "a": "Causey Public Finance is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 332123."
    },
    {
      "q": "How much does Causey Public Finance manage?",
      "a": "Causey Public Finance reports $430,900,615 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (46% discretionary)."
    },
    {
      "q": "How have Causey Public Finance's assets and staff changed since 2024?",
      "a": "In the Form ADV data for Causey Public Finance: Regulatory assets under management: $1,369,880,019 in the October 2024 data and $430,900,615 in the October 2026 data, down 69%. Total employees: 15 in October 2024 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Causey Public Finance serve?",
      "a": "By number of clients on Form ADV Item 5.D: state or municipal government entities (including government pension plans) (11); high net worth individuals (6)."
    },
    {
      "q": "Does Causey Public Finance report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/332123"
    },
    {
      "q": "What changed in Causey Public Finance's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 10 to 2."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 1369880019.0,
      "total_employees": 15,
      "filing_date": "2024-08-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 415765077.0,
      "total_employees": 15,
      "filing_date": "2025-03-25"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 430900615.0,
      "total_employees": 16,
      "filing_date": "2026-03-25"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 10 to 2."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/causey-public-finance-332123.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 6,
      "fewer_than_5": false,
      "raum": 7955861.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 11,
      "fewer_than_5": false,
      "raum": 422944754.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/332123",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}