# Cauris Investment Management, LLC

> Cauris Investment Management, LLC is an exempt reporting adviser, filing reports since 2026. Exempt reporting advisers do not report regulatory assets under management on Form ADV.

- CRD: 329949
- Filed as: CAURIS INVESTMENT MANAGEMENT, LLC
- Reporting status: Exempt reporting adviser (status as filed: ERA - Active)
- Filing period: October 2026
- Form ADV filing dated: August 5, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/329949
- AdvisorCensus page: https://advisorcensus.com/firm/cauris-investment-management-llc-329949

## Quick answers

**How does Cauris Investment Management, LLC report to regulators?**
Cauris Investment Management, LLC is an exempt reporting adviser, filing reports since 2026. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 329949.

**Does Cauris Investment Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/329949

**What changed in Cauris Investment Management, LLC's recent Form ADV filings?**
In the September 2026 filing data: Began filing reports as an exempt reporting adviser.

## From the Form ADV filing

### Firm details
- Reporting since: 2026 (0 years)
- Employees: Not reported total, Not reported performing advisory functions
- Wrap fee program participation: Not reported
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- caurisfinance.com
- medium.com/cauris
- LinkedIn @cauris-inc
- X @Caurisfinance

## Changes in the filing (last 12 months)

### September 2026
- Began filing reports as an exempt reporting adviser.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Cauris Investment Management, LLC (CRD 329949): Form ADV filing data as of October 2026.