# Cauble & Harre Wealth Management, Inc.

> Cauble & Harre Wealth Management, Inc. is an SEC-registered investment advisory firm in St. Louis, MO, registered since 2009, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.

- CRD: 143812
- Filed as: CAUBLE & HARRE WEALTH MANAGEMENT, INC.
- Also doing business as: CAUBLE HARRE & FREEMAN WEALTH MANAGEMENT, CAUBLE HARRE FREEMAN WEALTH MANAGEMENT, CHF WEALTH
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: St. Louis, MO
- Filing period: October 2026
- Form ADV filing dated: March 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/143812
- AdvisorCensus page: https://advisorcensus.com/firm/cauble-and-harre-wealth-management-inc-st-louis-mo-143812

## Quick answers

**How is Cauble & Harre Wealth Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Cauble & Harre Wealth Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Cauble & Harre Wealth Management, Inc. located?**
Cauble & Harre Wealth Management, Inc.'s principal office is in St. Louis, MO, according to its Form ADV.

**Is Cauble & Harre Wealth Management, Inc. registered with the SEC or a state?**
Cauble & Harre Wealth Management, Inc. is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 143812.

**How much does Cauble & Harre Wealth Management, Inc. manage?**
Cauble & Harre Wealth Management, Inc. reports $300,624,293 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (100% discretionary).

**How have Cauble & Harre Wealth Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Cauble & Harre Wealth Management, Inc.: Regulatory assets under management: $241,737,899 in the October 2021 data and $300,624,293 in the October 2026 data, up 24%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Cauble & Harre Wealth Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (65); individuals (other than high net worth individuals) (39); corporations or other businesses not listed above (2).

**Which custodians does Cauble & Harre Wealth Management, Inc. use?**
Cauble & Harre Wealth Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity as custodians holding 10% or more of its separately managed account assets.

**Does Cauble & Harre Wealth Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/143812

**What changed in Cauble & Harre Wealth Management, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $255,112,294 to $300,624,293 (+18%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 20, 2026)

- Minimum annual fee: $10,000

> Clients engaging CHF Wealth will be subject to a minimum fee of $10,000 annually subject to the sole discretion of CHF Wealth to waive or reduce this minimum.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $300,624,293
- Discretionary: $300,624,293
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 39 | $18,505,026 |
| High net worth individuals | 65 | $277,571,461 |
| Corporations or other businesses not listed above | 2 | $4,547,806 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2009 (17 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, IL, MO, NM, TX, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- chfwealth.com
- LinkedIn @chfwealth

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $241,737,899 | 3 | March 17, 2021 |
| October 2022 | $239,774,000 | 3 | March 30, 2022 |
| October 2023 | $217,966,207 | 3 | March 2, 2023 |
| October 2024 | $236,633,389 | 3 | February 2, 2024 |
| October 2025 | $255,112,294 | 4 | April 23, 2025 |
| October 2026 | $300,624,293 | 4 | March 20, 2026 |

Regulatory assets under management: $241,737,899 in the October 2021 data and $300,624,293 in the October 2026 data, up 24%.
Total employees: 3 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $255,112,294 to $300,624,293 (+18%).

### February 2026
- Registered or notice-filed in CA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Cauble & Harre Wealth Management, Inc. (CRD 143812): Form ADV filing data as of October 2026.