# Catum Advisory Group, LLC.

> Catum Advisory Group, LLC. is an SEC-registered investment advisory firm in Wilton, CT, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 277148
- Filed as: CATUM ADVISORY GROUP, LLC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Wilton, CT
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/277148
- AdvisorCensus page: https://advisorcensus.com/firm/catum-advisory-group-llc-wilton-ct-277148

## Quick answers

**How is Catum Advisory Group, LLC. compensated?**
On its Form ADV (Item 5.E, October 2026), Catum Advisory Group, LLC. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Catum Advisory Group, LLC. charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Flat fee: $1,500 to $5,000 (financial planning and advisory consulting services); Hourly rate: $450 an hour (financial planning and advisory consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Catum Advisory Group, LLC. located?**
Catum Advisory Group, LLC.'s principal office is in Wilton, CT, according to its Form ADV.

**Is Catum Advisory Group, LLC. registered with the SEC or a state?**
Catum Advisory Group, LLC. is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 277148.

**How much does Catum Advisory Group, LLC. manage?**
Catum Advisory Group, LLC. reports $128,644,000 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (73% discretionary).

**What types of clients does Catum Advisory Group, LLC. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (40); high net worth individuals (35); pension and profit sharing plans (but not the plan participants or government pension plans) (19).

**Which custodians does Catum Advisory Group, LLC. use?**
Catum Advisory Group, LLC.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Nationwide Investment Services Corporation as custodians holding 10% or more of its separately managed account assets.

**Does Catum Advisory Group, LLC. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/277148

**What changed in Catum Advisory Group, LLC.'s recent Form ADV filings?**
In the June 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Flat fee: $1,500 to $5,000 (financial planning and advisory consulting services)

> Fixed Fees: Our fixed fees generally range between $1,500 and $5,000.

- Hourly rate: $450 an hour (financial planning and advisory consulting services)

> Hourly Fees: Our hourly fees are charged at a rate of $450 per hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Nationwide Investment Services Corporation

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $128,644,000
- Discretionary: $93,671,000
- Non-discretionary: $34,973,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 40 | $6,785,000 |
| High net worth individuals | 35 | $86,365,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 19 | $35,374,000 |
| Corporations or other businesses not listed above | Fewer than 5 | $120,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, FL, MA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- catumgroup.com
- LinkedIn @catum-advisory-group-llc

## Changes in the filing (last 12 months)

### June 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Catum Advisory Group, LLC. (CRD 277148): Form ADV filing data as of October 2026.