{ "crd_number": 333113, "slug": "catoctin-ridge-wealth-partner-thurmont-md-333113", "primary_business_name": "CATOCTIN RIDGE WEALTH PARTNER", "legal_name": "CATOCTIN RIDGE WEALTH PARTNER, LLC", "dbas": [ "BURHON FINANCIAL GROUP" ], "city": "Thurmont", "state": "MD", "country": "United States", "cbsa_code": "47900", "metro": { "cbsa_code": "47900", "common_name": "Washington", "msa_name": "Washington-Arlington-Alexandria, DC-VA-MD-WV", "path": "/advisors/dc/washington" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2024-10-31", "years_registered": 1, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 199037195.0, "raum_discretionary": 199037195.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 5, "advisory_employees": 4, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 174548690.0, "count": 921 }, "high_net_worth_individuals": { "raum": 24488505.0, "count": 12 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_individuals" ], "wrap_fee_participant": true, "disclosure_yes_count": 0, "states_registered": [ "DC", "FL", "MD", "PA", "TX", "VA" ], "websites": [ "https://burhonfg.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/333113", "city_as_filed": "THURMONT", "url": "https://advisorcensus.com/firm/catoctin-ridge-wealth-partner-thurmont-md-333113", "display_name": "Catoctin Ridge Wealth Partner", "summary": "Catoctin Ridge Wealth Partner is an SEC-registered investment advisory firm in Thurmont, MD, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. Catoctin Ridge Wealth Partner (CRD 333113): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is Catoctin Ridge Wealth Partner compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Catoctin Ridge Wealth Partner reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Catoctin Ridge Wealth Partner located?", "a": "Catoctin Ridge Wealth Partner's principal office is in Thurmont, MD, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Catoctin Ridge Wealth Partner registered with the SEC or a state?", "a": "Catoctin Ridge Wealth Partner is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 333113." }, { "q": "How much does Catoctin Ridge Wealth Partner manage?", "a": "Catoctin Ridge Wealth Partner reports $199,037,195 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)." }, { "q": "How have Catoctin Ridge Wealth Partner's assets and staff changed since 2025?", "a": "In the Form ADV data for Catoctin Ridge Wealth Partner: Regulatory assets under management: $102,310,040 in the October 2025 data and $199,037,195 in the October 2026 data, up 95%. Total employees: 3 in October 2025 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Catoctin Ridge Wealth Partner serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (921); high net worth individuals (12)." }, { "q": "Does Catoctin Ridge Wealth Partner report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/333113" }, { "q": "What changed in Catoctin Ridge Wealth Partner's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 2 to 4. Regulatory assets under management went from $102,310,040 to $199,037,195 (+95%)." } ], "filing_history": [ { "period": "2025-10-01", "regulatory_assets_under_management": 102310040.0, "total_employees": 3, "filing_date": "2025-07-14" }, { "period": "2026-10-01", "regulatory_assets_under_management": 199037195.0, "total_employees": 5, "filing_date": "2026-03-30" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 2 to 4.", "Regulatory assets under management went from $102,310,040 to $199,037,195 (+95%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/catoctin-ridge-wealth-partner-thurmont-md-333113.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 921, "fewer_than_5": false, "raum": 174548690.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 12, "fewer_than_5": false, "raum": 24488505.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/333113", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }