# Cathy A. Wagner, CFP, RIA

> Cathy A. Wagner, CFP, RIA is a state-registered investment advisory firm in Palm Harbor, FL, registered since 2004, with no regulatory assets under management reported in its Form ADV filing dated April 7, 2026.

- CRD: 141583
- Filed as: CATHY A. WAGNER, CFP, RIA
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Palm Harbor, FL
- Filing period: October 2026
- Form ADV filing dated: April 7, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/141583
- AdvisorCensus page: https://advisorcensus.com/firm/cathy-a-wagner-cfp-ria-palm-harbor-fl-141583

## Quick answers

**How is Cathy A. Wagner, CFP, RIA compensated?**
On its Form ADV (Item 5.E, October 2026), Cathy A. Wagner, CFP, RIA reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Cathy A. Wagner, CFP, RIA located?**
Cathy A. Wagner, CFP, RIA's principal office is in Palm Harbor, FL, according to its Form ADV.

**Is Cathy A. Wagner, CFP, RIA registered with the SEC or a state?**
Cathy A. Wagner, CFP, RIA is a state-registered investment advisory firm, registered since 2004. Status as filed: APPROVED. CRD 141583.

**Does Cathy A. Wagner, CFP, RIA report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/141583

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)

### Advisory services (Item 5.G)
- Financial planning services

### Firm details
- Registered since: 2004 (22 years)
- Employees: 5 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- cathyawagner.com
- wagneradvisorygroup.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Cathy A. Wagner, CFP, RIA (CRD 141583): Form ADV filing data as of October 2026.