# Catherine R. Smith, Financial Planner, LLC

> Catherine R. Smith, Financial Planner, LLC is a state-registered investment advisory firm in Anchorage, AK, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 13, 2026.

- CRD: 139909
- Filed as: CATHERINE R. SMITH, FINANCIAL PLANNER, LLC
- Registration: State-registered investment adviser (status as filed: TERMREQUEST)
- Location: Anchorage, AK
- Filing period: October 2026
- Form ADV filing dated: February 13, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/139909
- AdvisorCensus page: https://advisorcensus.com/firm/catherine-r-smith-financial-planner-llc-anchorage-ak-139909

## Quick answers

**How is Catherine R. Smith, Financial Planner, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Catherine R. Smith, Financial Planner, LLC reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Catherine R. Smith, Financial Planner, LLC located?**
Catherine R. Smith, Financial Planner, LLC's principal office is in Anchorage, AK, according to its Form ADV.

**Is Catherine R. Smith, Financial Planner, LLC registered with the SEC or a state?**
Catherine R. Smith, Financial Planner, LLC is a state-registered investment advisory firm. Status as filed: TERMREQUEST. CRD 139909.

**How much does Catherine R. Smith, Financial Planner, LLC manage?**
Catherine R. Smith, Financial Planner, LLC reports $31,151,527 in regulatory assets under management in its Form ADV filing dated February 13, 2026 (100% discretionary).

**What types of clients does Catherine R. Smith, Financial Planner, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (11); individuals (other than high net worth individuals) (7).

**Does Catherine R. Smith, Financial Planner, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/139909

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $31,151,527
- Discretionary: $31,151,527
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 7 | $3,372,294 |
| High net worth individuals | 11 | $27,779,233 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: Not reported
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Catherine R. Smith, Financial Planner, LLC (CRD 139909): Form ADV filing data as of October 2026.