{
  "crd_number": 139909,
  "slug": "catherine-r-smith-financial-planner-llc-anchorage-ak-139909",
  "primary_business_name": "CATHERINE R. SMITH, FINANCIAL PLANNER, LLC",
  "legal_name": "CATHERINE R. SMITH, FINANCIAL PLANNER, LLC",
  "dbas": [],
  "city": "Anchorage",
  "state": "AK",
  "country": "United States",
  "cbsa_code": "11260",
  "metro": {
    "cbsa_code": "11260",
    "common_name": "Anchorage",
    "msa_name": "Anchorage, AK",
    "path": "/advisors/ak/anchorage"
  },
  "registration_type": "state",
  "registration_status": "TERMREQUEST",
  "registration_date": null,
  "years_registered": null,
  "period": "2026-10-01",
  "filing_date": "2026-02-13",
  "carried_forward": false,
  "raum_total": 31151527.0,
  "raum_discretionary": 31151527.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 3,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 3372294.0,
      "count": 7
    },
    "high_net_worth_individuals": {
      "raum": 27779233.0,
      "count": 11
    }
  },
  "compensation_types": [
    "fixed",
    "hourly"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/139909",
  "city_as_filed": "ANCHORAGE",
  "url": "https://advisorcensus.com/firm/catherine-r-smith-financial-planner-llc-anchorage-ak-139909",
  "display_name": "Catherine R. Smith, Financial Planner, LLC",
  "summary": "Catherine R. Smith, Financial Planner, LLC is a state-registered investment advisory firm in Anchorage, AK, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 13, 2026.",
  "citation": "AdvisorCensus. Catherine R. Smith, Financial Planner, LLC (CRD 139909): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Catherine R. Smith, Financial Planner, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Catherine R. Smith, Financial Planner, LLC reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Catherine R. Smith, Financial Planner, LLC located?",
      "a": "Catherine R. Smith, Financial Planner, LLC's principal office is in Anchorage, AK, according to its Form ADV."
    },
    {
      "q": "Is Catherine R. Smith, Financial Planner, LLC registered with the SEC or a state?",
      "a": "Catherine R. Smith, Financial Planner, LLC is a state-registered investment advisory firm. Status as filed: TERMREQUEST. CRD 139909."
    },
    {
      "q": "How much does Catherine R. Smith, Financial Planner, LLC manage?",
      "a": "Catherine R. Smith, Financial Planner, LLC reports $31,151,527 in regulatory assets under management in its Form ADV filing dated February 13, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Catherine R. Smith, Financial Planner, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (11); individuals (other than high net worth individuals) (7)."
    },
    {
      "q": "Does Catherine R. Smith, Financial Planner, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/139909"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/catherine-r-smith-financial-planner-llc-anchorage-ak-139909.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 7,
      "fewer_than_5": false,
      "raum": 3372294.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 11,
      "fewer_than_5": false,
      "raum": 27779233.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/139909",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}