# Caterer Goodman Partners Ltd

> Caterer Goodman Partners Ltd is an SEC-registered investment advisory firm, registered since 2021, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 314975
- Filed as: CATERER GOODMAN PARTNERS LTD
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/314975
- AdvisorCensus page: https://advisorcensus.com/firm/caterer-goodman-partners-ltd-314975

## Quick answers

**How is Caterer Goodman Partners Ltd compensated?**
On its Form ADV (Item 5.E, October 2026), Caterer Goodman Partners Ltd reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Caterer Goodman Partners Ltd registered with the SEC or a state?**
Caterer Goodman Partners Ltd is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 314975.

**How much does Caterer Goodman Partners Ltd manage?**
Caterer Goodman Partners Ltd reports $15,287,918 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (62% discretionary).

**How have Caterer Goodman Partners Ltd's assets and staff changed since 2021?**
In the Form ADV data for Caterer Goodman Partners Ltd: Regulatory assets under management: $15,493,115 in the October 2021 data and $15,287,918 in the October 2026 data, down 1%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Caterer Goodman Partners Ltd serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (65); high net worth individuals (3).

**Which custodians does Caterer Goodman Partners Ltd use?**
Caterer Goodman Partners Ltd's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNY Mellon Capital Markets, LLC, Citigroup Global Markets Inc., Interactive Brokers LLC, Northern Trust Securities, Inc. and Zurich International Life Limited as custodians holding 10% or more of its separately managed account assets.

**Does Caterer Goodman Partners Ltd report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/314975

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- BNY Mellon Capital Markets, LLC
- Citigroup Global Markets Inc.
- Interactive Brokers LLC
- Northern Trust Securities, Inc.
- Zurich International Life Limited

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $15,287,918
- Discretionary: $9,405,781
- Non-discretionary: $5,882,137

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 65 | $11,089,907 |
| High net worth individuals | 3 | $4,198,011 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- caterergoodman-am.com
- Facebook @CatererGoodmanPartners
- LinkedIn @caterer-goodman-partners

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $15,493,115 | 2 | September 13, 2021 |
| October 2022 | $14,376,188 | 2 | January 11, 2022 |
| October 2023 | $10,855,589 | 2 | August 25, 2023 |
| October 2024 | $13,492,920 | 2 | July 30, 2024 |
| October 2025 | $15,308,853 | 2 | March 28, 2025 |
| October 2026 | $15,287,918 | 2 | March 25, 2026 |

Regulatory assets under management: $15,493,115 in the October 2021 data and $15,287,918 in the October 2026 data, down 1%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Caterer Goodman Partners Ltd (CRD 314975): Form ADV filing data as of October 2026.